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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
1
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$41.5M 5.24%
758,980
+86,552
+13% +$4.74M
AAPL icon
2
Apple
AAPL
$4.95T
$37.7M 4.77%
266,603
+5,209
+2% +$767K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$32.9M 4.16%
76,675
+122
+0.2% +$53.8K
AMZN icon
4
Amazon
AMZN
$2.49T
$24.2M 3.06%
147,380
+3,120
+2% +$538K
MSFT icon
5
Microsoft
MSFT
$2.89T
$23.9M 3.01%
84,605
+2,891
+4% +$841K
HD icon
6
Home Depot
HD
$335B
$21.1M 2.67%
64,376
+4,962
+8% +$1.63M
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$3.99T
$20.6M 2.6%
153,960
+920
+0.6% +$125K
NEE icon
8
NextEra Energy
NEE
$185B
$18.6M 2.35%
236,842
-8,873
-4% -$716K
IGIB icon
9
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$14.7M 1.86%
244,789
+42,375
+21% +$2.57M
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$138B
$13.4M 1.69%
116,493
+18,102
+18% +$2.1M
MDY icon
11
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$13.1M 1.65%
27,189
-288
-1% -$141K
JNJ icon
12
Johnson & Johnson
JNJ
$641B
$12.3M 1.56%
76,309
+2,762
+4% +$471K
JPM icon
13
JPMorgan Chase
JPM
$947B
$11.7M 1.48%
71,481
+1,330
+2% +$209K
MCD icon
14
McDonald's
MCD
$192B
$11.1M 1.4%
45,950
-195
-0.4% -$46.5K
PG icon
15
Procter & Gamble
PG
$346B
$10M 1.26%
71,505
+1,798
+3% +$255K
BLK icon
16
Blackrock
BLK
$165B
$9.67M 1.22%
11,536
+311
+3% +$279K
NVDA icon
17
NVIDIA
NVDA
$4.76T
$9.47M 1.2%
457,360
+49,800
+12% +$1.03M
IJR icon
18
iShares Core S&P Small-Cap ETF
IJR
$110B
$9.13M 1.15%
83,617
+5,496
+7% +$605K
DIS icon
19
Walt Disney
DIS
$168B
$8.97M 1.13%
53,028
+2,296
+5% +$409K
MA icon
20
Mastercard
MA
$487B
$8.72M 1.1%
25,071
+195
+0.8% +$70.9K
HON icon
21
Honeywell
HON
$77.9B
$8.3M 1.05%
41,473
-180
-0.4% -$38.4K
QQQ icon
22
Invesco QQQ Trust
QQQ
$449B
$8.09M 1.02%
22,611
+1,502
+7% +$553K
RSP icon
23
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$7.72M 0.98%
51,505
+1,593
+3% +$244K
UNH icon
24
UnitedHealth
UNH
$379B
$7.69M 0.97%
19,679
+703
+4% +$291K
V icon
25
Visa
V
$689B
$7.44M 0.94%
33,418
+947
+3% +$222K
1
2 3 4 5

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.