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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Miscellaneous 24.48%
2 Technology 14.02%
3 Healthcare 11.45%
4 Financials 11.43%
5 Consumer Discretionary 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.92T
$32.9M 4.66%
253,372
-6,621
-3% -$946K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$27.3M 3.87%
71,492
-1,997
-3% -$768K
MSFT icon
3
Microsoft
MSFT
$3.7T
$20.2M 2.86%
84,180
+1,402
+2% +$336K
HD icon
4
Home Depot
HD
$302B
$19.4M 2.74%
61,310
-1,591
-3% -$485K
NEE icon
5
NextEra Energy
NEE
$170B
$19M 2.68%
226,683
-4,558
-2% -$368K
IGSB icon
6
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
$15.6M 2.2%
312,594
-109,440
-26% -$5.42M
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$4.25T
$13M 1.84%
147,723
-3,704
-2% -$352K
JNJ icon
8
Johnson & Johnson
JNJ
$651B
$12.9M 1.82%
72,902
-1,000
-1% -$173K
CVX icon
9
Chevron
CVX
$415B
$12.1M 1.72%
67,647
-1,034
-2% -$180K
AMZN icon
10
Amazon
AMZN
$2.71T
$12M 1.69%
142,452
-2,225
-2% -$220K
MCD icon
11
McDonald's
MCD
$176B
$11.9M 1.68%
45,140
+410
+0.9% +$108K
MDY icon
12
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.8B
$11.3M 1.6%
25,515
+225
+0.9% +$99.5K
UNH icon
13
UnitedHealth
UNH
$337B
$10.8M 1.53%
20,350
-198
-1% -$105K
PG icon
14
Procter & Gamble
PG
$343B
$10.6M 1.5%
70,191
-454
-0.6% -$63.6K
JPM icon
15
JPMorgan Chase
JPM
$929B
$9.86M 1.39%
73,505
-1,543
-2% -$196K
XOM icon
16
ExxonMobil
XOM
$671B
$8.88M 1.26%
80,528
+3,741
+5% +$401K
AMGN icon
17
Amgen
AMGN
$205B
$8.54M 1.21%
32,522
-332
-1% -$89K
MA icon
18
Mastercard
MA
$496B
$8.21M 1.16%
23,615
-376
-2% -$124K
HON icon
19
Honeywell
HON
$65.4B
$8.19M 1.16%
40,555
-532
-1% -$102K
PEP icon
20
PepsiCo
PEP
$182B
$8.17M 1.16%
45,214
-1,273
-3% -$227K
BLK icon
21
Blackrock
BLK
$163B
$8.17M 1.15%
11,523
-77
-0.7% -$51.4K
LLY icon
22
Eli Lilly
LLY
$1.03T
$8.05M 1.14%
22,017
-746
-3% -$265K
BRK.B icon
23
Berkshire Hathaway Class B
BRK.B
$1.09T
$7.91M 1.12%
25,597
-225
-0.9% -$66.8K
IGIB icon
24
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$7.81M 1.1%
157,697
-53,111
-25% -$2.6M
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$137B
$7.58M 1.07%
78,167
-24,932
-24% -$2.41M
1
2 3 4 5

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Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.