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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.95T
$44.3M 6.04%
258,715
+133
+0.1% +$24.4K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$28.3M 3.85%
66,090
+3,319
+5% +$1.48M
MSFT icon
3
Microsoft
MSFT
$2.89T
$26M 3.55%
82,376
+467
+0.6% +$154K
NVDA icon
4
NVIDIA
NVDA
$4.76T
$19.1M 2.6%
438,990
-3,590
-0.8% -$161K
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$3.99T
$19.1M 2.6%
145,681
+312
+0.2% +$40.4K
HD icon
6
Home Depot
HD
$335B
$18.3M 2.49%
60,476
-713
-1% -$229K
AMZN icon
7
Amazon
AMZN
$2.49T
$18M 2.45%
141,450
-220
-0.2% -$29.5K
NEE icon
8
NextEra Energy
NEE
$185B
$12.4M 1.69%
216,125
-6,443
-3% -$446K
LLY icon
9
Eli Lilly
LLY
$1.07T
$12.3M 1.68%
22,878
+591
+3% +$305K
MCD icon
10
McDonald's
MCD
$192B
$11.5M 1.56%
43,540
+66
+0.2% +$18.8K
CVX icon
11
Chevron
CVX
$378B
$11.3M 1.54%
66,996
+931
+1% +$150K
MDY icon
12
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$11.3M 1.54%
24,713
+384
+2% +$184K
JNJ icon
13
Johnson & Johnson
JNJ
$641B
$11M 1.5%
70,492
-518
-0.7% -$85.5K
JPM icon
14
JPMorgan Chase
JPM
$947B
$10.4M 1.42%
71,801
+432
+0.6% +$64.8K
UNH icon
15
UnitedHealth
UNH
$379B
$10.1M 1.38%
20,102
-151
-0.7% -$74.3K
RSP icon
16
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$9.85M 1.34%
69,533
+3,701
+6% +$553K
MA icon
17
Mastercard
MA
$487B
$9.17M 1.25%
23,152
-207
-0.9% -$83.1K
PG icon
18
Procter & Gamble
PG
$346B
$9.01M 1.23%
61,743
-1,122
-2% -$171K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.07T
$8.76M 1.19%
25,001
-221
-0.9% -$78.4K
IGSB icon
20
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$8.66M 1.18%
173,874
-34,739
-17% -$1.74M
AMGN icon
21
Amgen
AMGN
$203B
$8.36M 1.14%
31,112
-601
-2% -$150K
QQQ icon
22
Invesco QQQ Trust
QQQ
$449B
$7.85M 1.07%
21,916
+274
+1% +$102K
IJR icon
23
iShares Core S&P Small-Cap ETF
IJR
$110B
$7.58M 1.03%
80,335
+2,992
+4% +$299K
PEP icon
24
PepsiCo
PEP
$191B
$7.41M 1.01%
43,749
-1,025
-2% -$186K
V icon
25
Visa
V
$689B
$7.26M 0.99%
31,565
-480
-1% -$115K
1
2 3 4 5

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.