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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCL
626
DELISTED
Stericycle Inc
SRCL
$8.42K ﹤0.01%
200
– –
VGSH icon
627
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$8.38K ﹤0.01%
145
– –
VCIT icon
628
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$8.1K ﹤0.01%
107
-49
-31% -$3.93K
AEE icon
629
Ameren
AEE
$31.5B
$8.05K ﹤0.01%
100
– –
CTXS
630
DELISTED
Citrix Systems Inc
CTXS
$7.79K ﹤0.01%
75
– –
AEO icon
631
American Eagle Outfitters
AEO
$3.01B
$7.78K ﹤0.01%
800
-283
-26% -$3.29K
WAB icon
632
Wabtec
WAB
$50.8B
$7.73K ﹤0.01%
95
– –
ABB
633
DELISTED
ABB Ltd
ABB
$7.7K ﹤0.01%
300
– –
MRNA icon
634
Moderna
MRNA
$21.5B
$7.69K ﹤0.01%
65
– –
ET icon
635
Energy Transfer Partners
ET
$68.8B
$7.67K ﹤0.01%
695
– –
WDAY icon
636
Workday
WDAY
$37.9B
$7.61K ﹤0.01%
50
– –
PKW icon
637
Invesco BuyBack Achievers ETF
PKW
$1.72B
$7.42K ﹤0.01%
100
– –
FVD icon
638
First Trust Value Line Dividend Fund
FVD
$8.48B
$7.16K ﹤0.01%
200
– –
DHI icon
639
D.R. Horton
DHI
$42.4B
$6.74K ﹤0.01%
100
– –
EVRG icon
640
Evergy
EVRG
$20.1B
$6.71K ﹤0.01%
113
– –
CRSP icon
641
CRISPR Therapeutics
CRSP
$4.56B
$6.54K ﹤0.01%
100
– –
TFSL icon
642
TFS Financial
TFSL
$5.1B
$6.5K ﹤0.01%
500
– –
CEM
643
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.96K ﹤0.01%
200
– –
ARKK icon
644
ARK Innovation ETF
ARKK
$5.58B
$5.92K ﹤0.01%
157
-48
-23% -$2.14K
ZION icon
645
Zions Bancorporation
ZION
$10.1B
$5.75K ﹤0.01%
113
– –
VIOV icon
646
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.86B
$5.71K ﹤0.01%
80
– –
ORLY icon
647
O'Reilly Automotive
ORLY
$76.9B
$5.63K ﹤0.01%
120
– –
AWP
648
abrdn Global Premier Properties Fund
AWP
$380M
$5.55K ﹤0.01%
484
– –
HIW icon
649
Highwoods Properties
HIW
$3.7B
$5.39K ﹤0.01%
200
– –
UBER icon
650
Uber
UBER
$141B
$5.3K ﹤0.01%
200
– –
24 25
26
27 28

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.