Caldwell Trust’s ARK Innovation ETF ARKK Stock Holding History

Caldwell Trust’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$13.9K	Hold	156	–	–	﹤0.01%	641
2026 Q2	$12.6K	Hold	156	–	–	﹤0.01%	654
2026 Q1	$10.5K	Hold	156	–	–	﹤0.01%	660
2025 Q4	$12K	Hold	156	–	–	﹤0.01%	635
2025 Q3	$13.5K	Hold	156	–	–	﹤0.01%	611
2025 Q2	$11K	Hold	156	–	–	﹤0.01%	627
2025 Q1	$7.42K	Hold	156	–	–	﹤0.01%	657
2024 Q4	$8.86K	Hold	156	–	–	﹤0.01%	617
2024 Q3	$7.42K	Sell	156 -1	-0.6%	-$45	﹤0.01%	625
2024 Q2	$6.9K	Hold	157	–	–	﹤0.01%	628
2024 Q1	$7.86K	Hold	157	–	–	﹤0.01%	634
2023 Q4	$8.22K	Hold	157	–	–	﹤0.01%	621
2023 Q3	$6.23K	Hold	157	–	–	﹤0.01%	635
2023 Q2	$6.93K	Hold	157	–	–	﹤0.01%	650
2023 Q1	$6.33K	Hold	157	–	–	﹤0.01%	652
2022 Q4	$4.9K	Hold	157	–	–	﹤0.01%	659
2022 Q3	$5.92K	Sell	157 -48	-23%	-$2.14K	﹤0.01%	644
2022 Q2	$8.18K	Hold	205	–	–	﹤0.01%	644
2022 Q1	$13.6K	Hold	205	–	–	﹤0.01%	616
2021 Q4	$19.4K	Sell	205 -140	-41%	-$15.3K	﹤0.01%	568
2021 Q3	$38.1K	Sell	345 -600	-63%	-$72.2K	﹤0.01%	481
2021 Q2	$124K	Buy	945 +16	+2%	+$1.86K	0.02%	333
2021 Q1	$111K	Buy	929 +4	+0.4%	+$541	0.02%	330
2020 Q4	$115K	Buy	+925	New	+$100K	0.02%	321

Other funds holding ARKK

Citigroup New York $308B AUM 40.94% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Jane Street New York $1.19T AUM 51.51% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $294B AUM 47.59% 1-Year Est. Return

IMC Chicago Chicago, Illinois $483B AUM 41.26% 1-Year Est. Return

AXS Investments Port Chester, New York $1.03B AUM 25.05% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Caldwell Trust's ARKK Position: Q3 2026 in Review

Caldwell Trust held its ARK Innovation ETF (ARKK) position steady in Q3 2026 at 156 shares worth $13.9K. The position accounts for ﹤0.01% of the portfolio, ranked #641.

Caldwell Trust first reported a position in ARKK in Q4 2020 and has held it in 24 quarters since. The position peaked at $124K in Q2 2021. 488 funds tracked by Wall St. Rank hold ARKK as of Q3 2026.

Caldwell Trust held 156 shares of ARK Innovation ETF worth $13.9K as of Q3 2026.
Caldwell Trust left its ARK Innovation ETF share count unchanged in Q3 2026.
ARK Innovation ETF made up ﹤0.01% of Caldwell Trust's portfolio in Q3 2026, its #641 holding.
Caldwell Trust first reported a position in ARK Innovation ETF in Q4 2020 and has held it in 24 quarters since.
Caldwell Trust's ARK Innovation ETF position peaked at $124K in Q2 2021.
488 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2026.

Based on Caldwell Trust's 13F filing for Q3 2026, filed 30 Oct 2026.