Barclays’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Barclays’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1	Closed	–	–	6989
2015 Q2	$0	Hold	1	–	–	﹤0.01%	7153
2015 Q1	$0	Hold	1	–	–	﹤0.01%	7208
2014 Q4	$0	Hold	1	–	–	﹤0.01%	7520
2014 Q3	$0	Hold	1	–	–	﹤0.01%	7780
2014 Q2	$0	Hold	1	–	–	﹤0.01%	7760
2014 Q1	$0	Hold	1	–	–	﹤0.01%	7676
2013 Q4	$0	Hold	1	–	–	﹤0.01%	7641
2013 Q3	$0	Hold	1	–	–	﹤0.01%	7555
2013 Q2	$0	Buy	+1	New	+$15	﹤0.01%	7666

Other funds holding PFD

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NCM

Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Barclays's PFD Position: Q3 2015 in Review

Barclays sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q3 2015, closing a stake of 1 share.

Barclays first reported a position in PFD in Q2 2013 and held it in 9 quarters. The position peaked at $0 in Q2 2015. 23 funds tracked by Wall St. Rank hold PFD as of Q3 2015.

Barclays reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q3 2015 after selling out during the quarter.
Barclays sold 1 Flaherty & Crumrine Preferred and Income Fund share in Q3 2015.
Barclays first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2013 and held it in 9 quarters.
Barclays's Flaherty & Crumrine Preferred and Income Fund position peaked at $0 in Q2 2015.
23 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2015.

Based on Barclays's 13F filing for Q3 2015, filed 13 Nov 2015.