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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $4.43B
1-Year Est. Return 26.6%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+26.6%
3 Year Est. Return
+71.06%
5 Year Est. Return
+81.43%
10 Year Est. Return
+283.34%
AUM
$520M
AUM Growth
+$44.2M
Cap. Flow
+$15.9M
Cap. Flow %
3.05%
Top 10 Hldgs %
35.77%
Holding
299
New
70
Increased
91
Reduced
71
Closed
44

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.18M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.81M
3
MSFT icon
Microsoft
MSFT
+$3.95M
4
GRPN icon
Groupon
GRPN
+$3.89M
5
FSLR icon
First Solar
FSLR
+$3.44M

Top Sells

Rank Stock Value
1
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$4.18M
2
F icon
Ford
F
+$3.86M
3
MON
Monsanto Co
MON
+$3.78M
4
CTXS
Citrix Systems Inc
CTXS
+$3.73M
5
RCL icon
Royal Caribbean
RCL
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 9.58%
2 Financials 5.57%
3 Energy 3.83%
4 Industrials 3.8%
5 Healthcare 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
1
iShares MSCI EAFE ETF
EFA
$76.4B
$47.3M 9.1%
704,900
+73,677
+12% +$4.81M
VTI icon
2
Vanguard Total Stock Market ETF
VTI
$654B
$41.9M 8.05%
436,473
+56,323
+15% +$5.18M
BND icon
3
Vanguard Total Bond Market
BND
$157B
$17.4M 3.35%
217,645
+13,243
+6% +$1.07M
IVW icon
4
iShares S&P 500 Growth ETF
IVW
$72.5B
$17.1M 3.29%
693,928
+62,084
+10% +$1.46M
VCSH icon
5
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$15.1M 2.91%
189,371
+22,326
+13% +$1.78M
IGSB icon
6
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$11M 2.12%
209,382
-9,656
-4% -$509K
MDY icon
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$9.58M 1.84%
39,230
+3,506
+10% +$825K
SCZ icon
8
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$9.01M 1.73%
176,663
+24,115
+16% +$1.2M
IDV icon
9
iShares International Select Dividend ETF
IDV
$8.25B
$8.81M 1.69%
232,230
+29,010
+14% +$1.08M
GSP
10
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$8.72M 1.68%
267,709
-91
-0% -$2.94K
IWO icon
11
iShares Russell 2000 Growth ETF
IWO
$14.5B
$8.65M 1.66%
63,824
+5,882
+10% +$762K
EFV icon
12
iShares MSCI EAFE Value ETF
EFV
$27.6B
$8.64M 1.66%
151,016
+12,926
+9% +$724K
CWB icon
13
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$8.19M 1.58%
175,314
+19,002
+12% +$876K
FEX icon
14
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$8.06M 1.55%
195,537
-7,553
-4% -$298K
IAU icon
15
iShares Gold Trust
IAU
$63B
$7.93M 1.52%
339,380
-16,975
-5% -$419K
BOND icon
16
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$7.86M 1.51%
74,999
+6,237
+9% +$661K
AAPL icon
17
Apple
AAPL
$4.89T
$7.54M 1.45%
376,348
-3,752
-1% -$70.9K
IWM icon
18
iShares Russell 2000 ETF
IWM
$80.9B
$6.48M 1.25%
56,197
+16,970
+43% +$1.87M
MSFT icon
19
Microsoft
MSFT
$2.84T
$6.28M 1.21%
167,923
+108,672
+183% +$3.95M
VEU icon
20
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$6.1M 1.17%
120,182
-2,301
-2% -$114K
XLP icon
21
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$6.04M 1.16%
140,538
+23,687
+20% +$999K
TDIV icon
22
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$5.74M 1.1%
232,546
+33,443
+17% +$791K
SDY icon
23
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$5.5M 1.06%
75,664
-20,413
-21% -$1.47M
EUFN icon
24
iShares MSCI Europe Financials ETF
EUFN
$3.87B
$5.23M 1.01%
208,126
+10,836
+5% +$260K
GRPN icon
25
Groupon
GRPN
$980M
$4.81M 0.92%
20,426
+18,848
+1,194% +$3.89M
1
2 3 4 5

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Baker Avenue Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Baker Avenue Asset Management held 299 positions worth $520M, up 9.3% from $476M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management deployed $15.9M of net new capital in Q4 2013, opening 70 new positions and adding to 91 existing holdings. Its largest new stake was First Solar: 62,867 shares worth $3.44M.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 8.3% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Expanded Tech-Software Sector ETF, an estimated $4.18M trimmed.

  • Baker Avenue Asset Management's largest Q4 2013 buy was First Solar: 62,867 shares worth $3.44M.
  • Baker Avenue Asset Management added most to Vanguard Total Stock Market ETF in Q4 2013, an estimated $5.18M increase.
  • Baker Avenue Asset Management's biggest Q4 2013 reduction was iShares Expanded Tech-Software Sector ETF, cutting an estimated $4.18M.
  • Baker Avenue Asset Management fully exited Citrix Systems Inc in Q4 2013, selling an estimated $3.73M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $520M portfolio in Q4 2013.
  • Baker Avenue Asset Management opened 70 new positions and closed 44 in Q4 2013.
  • Baker Avenue Asset Management's portfolio value rose 9.3% quarter-over-quarter to $520M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.