Baker Avenue Asset Management’s Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index GSP Stock Holding History

Baker Avenue Asset Management’s Portfolio GSP Stock Details GSP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-240,186	Closed	-$7.15M	–	320
2014 Q3	$7.15M	Buy	240,186 +5,798	+2%	+$185K	1%	17
2014 Q2	$8.05M	Sell	234,388 -42,691	-15%	-$1.45M	1.16%	15
2014 Q1	$8.11M	Buy	277,079 +9,370	+4%	+$306K	1.36%	15
2013 Q4	$8.72M	Sell	267,709 -91	-0%	-$2.94K	1.68%	10
2013 Q3	$8.77M	Buy	+267,800	New	+$8.89M	1.84%	8

Other funds holding GSP

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

SCA

Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Zhang Financial Portage, Michigan $3.42B AUM 23.04% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Baker Avenue Asset Management's GSP Position: Q4 2014 in Review

Baker Avenue Asset Management sold out of Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index (GSP) in Q4 2014, closing a stake of 240,186 shares — an estimated $7.15M sold.

Baker Avenue Asset Management first reported a position in GSP in Q3 2013 and held it in 5 quarters. The position peaked at $8.77M in Q3 2013. 18 funds tracked by Wall St. Rank hold GSP as of Q4 2014.

Baker Avenue Asset Management reported no remaining Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index position as of Q4 2014 after selling out during the quarter.
Baker Avenue Asset Management sold 240,186 Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index shares in Q4 2014, an estimated $7.15M.
Baker Avenue Asset Management first reported a position in Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index in Q3 2013 and held it in 5 quarters.
Baker Avenue Asset Management's Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index position peaked at $8.77M in Q3 2013.
18 funds tracked by Wall St. Rank held Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index as of Q4 2014.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.