Ameriprise’s Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index GSP Stock Holding History

Ameriprise’s Portfolio GSP Stock Details GSP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-11,449	Closed	-$237K	–	4181
2015 Q2	$237K	Sell	11,449 -1,605	-12%	-$32.9K	﹤0.01%	3749
2015 Q1	$246K	Sell	13,054 -246	-2%	-$4.79K	﹤0.01%	3508
2014 Q4	$281K	Sell	13,300 -9,174	-41%	-$238K	﹤0.01%	3365
2014 Q3	$669K	Buy	22,474 +2,117	+10%	+$67.4K	﹤0.01%	2951
2014 Q2	$699K	Buy	20,357 +131	+0.6%	+$4.45K	﹤0.01%	2885
2014 Q1	$677K	Buy	20,226 +4,486	+29%	+$146K	﹤0.01%	2864
2013 Q4	$513K	Buy	15,740 +7,293	+86%	+$236K	﹤0.01%	2858
2013 Q3	$277K	Buy	8,447 +2,751	+48%	+$91.3K	﹤0.01%	3052
2013 Q2	$177K	Buy	+5,696	New	+$181K	﹤0.01%	3132

Other funds holding GSP

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $3.51B AUM 13.98% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $4.86B AUM 22.78% 1-Year Est. Return

Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Zhang Financial Portage, Michigan $2.89B AUM 18.44% 1-Year Est. Return

SCA

Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ameriprise's GSP Position: Q3 2015 in Review

Ameriprise sold out of Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index (GSP) in Q3 2015, closing a stake of 11,449 shares — an estimated $237K sold.

Ameriprise first reported a position in GSP in Q2 2013 and held it in 9 quarters. The position peaked at $699K in Q2 2014. 19 funds tracked by Wall St. Rank hold GSP as of Q3 2015.

Ameriprise reported no remaining Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index position as of Q3 2015 after selling out during the quarter.
Ameriprise sold 11,449 Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index shares in Q3 2015, an estimated $237K.
Ameriprise first reported a position in Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index in Q2 2013 and held it in 9 quarters.
Ameriprise's Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index position peaked at $699K in Q2 2014.
19 funds tracked by Wall St. Rank held Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index as of Q3 2015.

Based on Ameriprise's 13F filing for Q3 2015, filed 12 Nov 2015.