Empirical Wealth Management’s Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index GSP Stock Holding History

Empirical Wealth Management’s Portfolio GSP Stock Details GSP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,111	Closed	-$166K	–	130
2016 Q3	$166K	Buy	+12,111	New	+$162K	0.04%	108
2016 Q1	–	Sell	-483,415	Closed	-$6.29M	–	112
2015 Q4	$6.29M	Sell	483,415 -514,643	-52%	-$7.66M	1.53%	11
2015 Q3	$16.2M	Buy	998,058 +23,766	+2%	+$408K	3.82%	7
2015 Q2	$20.1M	Buy	974,292 +168,354	+21%	+$3.45M	4.68%	6
2015 Q1	$15.2M	Buy	805,938 +241,254	+43%	+$4.7M	3.64%	8
2014 Q4	$11.9M	Buy	564,684 +4,775	+0.9%	+$124K	2.91%	8
2014 Q3	$16.7M	Sell	559,909 -25,302	-4%	-$806K	4.03%	6
2014 Q2	$20.1M	Buy	585,211 +19,589	+3%	+$665K	4.98%	6
2014 Q1	$18.9M	Buy	565,622 +33,289	+6%	+$1.09M	4.99%	6
2013 Q4	$17.3M	Buy	532,333 +40,965	+8%	+$1.32M	4.9%	6
2013 Q3	$16.1M	Buy	491,368 +28,755	+6%	+$955K	5.03%	6
2013 Q2	$14.4M	Buy	+462,613	New	+$14.7M	4.8%	6

Other funds holding GSP

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return

CAM

Crestone Asset Management Boulder, Colorado $497M AUM 19.81% 1-Year Est. Return

BFG

Bouchey Financial Group Troy, New York $1.36B AUM 13.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $3.51B AUM 13.98% 1-Year Est. Return

Empirical Wealth Management's GSP Position: Q4 2016 in Review

Empirical Wealth Management sold out of Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index (GSP) in Q4 2016, closing a stake of 12,111 shares — an estimated $166K sold.

Empirical Wealth Management first reported a position in GSP in Q2 2013 and held it in 12 quarters. The position peaked at $20.1M in Q2 2015. 22 funds tracked by Wall St. Rank hold GSP as of Q4 2016.

Empirical Wealth Management reported no remaining Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index position as of Q4 2016 after selling out during the quarter.
Empirical Wealth Management sold 12,111 Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index shares in Q4 2016, an estimated $166K.
Empirical Wealth Management first reported a position in Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index in Q2 2013 and held it in 12 quarters.
Empirical Wealth Management's Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index position peaked at $20.1M in Q2 2015.
22 funds tracked by Wall St. Rank held Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index as of Q4 2016.

Based on Empirical Wealth Management's 13F filing for Q4 2016, filed 8 Feb 2017.