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BAAM
Baker Avenue Asset Management Portfolio holdings
AUM
$4.43B
1-Year Est. Return
26.6%
This Fund
S&P 500
This Quarter
Est. Return
-6.91%
1 Year Est. Return
+26.6%
3 Year Est. Return
+71.06%
5 Year Est. Return
+81.43%
10 Year Est. Return
+283.34%
AUM
$568M
AUM Growth
-$184M
(-24%)
Cap. Flow
-$135M
Cap. Flow
% of AUM
-23.76%
Top 10 Holdings %
Top 10 Hldgs %
44.71%
Holding
271
New
28
Increased
67
Reduced
79
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$21.3M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$5.99M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.33M |
| 4 |
Qualcomm
QCOM
|
+$5.19M |
| 5 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$14.8M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$10.2M |
| 3 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$9.83M |
| 4 |
First Trust Technology AlphaDEX Fund
FXL
|
+$9.7M |
| 5 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$9.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.7% |
| 2 | Financials | 7.47% |
| 3 | Industrials | 4.44% |
| 4 | Healthcare | 4.25% |
| 5 | Materials | 3.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares MSCI EAFE ETF
EFA
$76.4B
| $70.4M | 12.38% |
1,227,336
+19,652
| +2% | +$1.21M |
|
|
2
Vanguard Total Bond Market
BND
$157B
| $35M | 6.15% |
426,925
-181,901
| -30% | -$14.8M |
|
3
Vanguard Total Stock Market ETF
VTI
$654B
| $29.4M | 5.18% |
298,138
+699
| +0.2% | +$73.4K |
|
|
4
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
| $22M | 3.87% |
418,702
+405,952
| +3,184% | +$21.3M |
|
5
iShares S&P 500 Growth ETF
IVW
$72.5B
| $21.1M | 3.71% |
783,424
+5,224
| +0.7% | +$148K |
|
6
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $21M | 3.69% |
439,235
+9,212
| +2% | +$460K |
|
7
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $20.6M | 3.63% |
791,137
-9,468
| -1% | -$266K |
|
8
Simpson Manufacturing
SSD
$7.98B
| $12.3M | 2.16% |
366,910
-95,000
| -21% | -$3.31M |
|
9
Vanguard Total International Bond ETF
BNDX
$82B
| $11.7M | 2.05% |
220,279
-89,213
| -29% | -$4.71M |
|
10
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $10.7M | 1.88% |
101,291
-1,755
| -2% | -$187K |
|
11
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $10.5M | 1.85% |
197,527
+5,150
| +3% | +$273K |
|
12
Amgen
AMGN
$203B
| $8.41M | 1.48% |
60,825
-2,600
| -4% | -$410K |
|
13
Citigroup
C
$222B
| $8.11M | 1.43% |
163,423
+24,933
| +18% | +$1.36M |
|
14
Oracle
ORCL
$331B
| $7.15M | 1.26% |
198,042
-9,349
| -5% | -$359K |
|
15
Sony
SONY
$123B
| $6.76M | 1.19% |
1,380,685
+152,005
| +12% | +$810K |
|
16
Applied Materials
AMAT
$426B
| $6.69M | 1.18% |
455,221
+79,177
| +21% | +$1.32M |
|
|
17
iShares Core S&P Small-Cap ETF
IJR
$109B
| $5.88M | 1.03% |
110,276
+105,598
| +2,257% | +$5.99M |
|
18
Apple
AAPL
$4.89T
| $5.87M | 1.03% |
212,956
+54,648
| +35% | +$1.6M |
|
19
Microsoft
MSFT
$2.84T
| $5.77M | 1.02% |
130,371
+9,239
| +8% | +$415K |
|
20
IBM
IBM
$202B
| $5.71M | 1.01% |
41,234
+15,631
| +61% | +$2.31M |
|
21
Goldman Sachs
GS
$313B
| $5.64M | 0.99% |
32,465
-1,031
| -3% | -$202K |
|
22
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $5.49M | 0.97% |
122,667
+7,866
| +7% | +$365K |
|
|
23
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $5.45M | 0.96% |
135,659
-214,071
| -61% | -$9.13M |
|
|
24
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $5.31M | 0.94% |
+105,341
| New | +$5.33M |
|
|
25
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $5.18M | 0.91% |
103,908
+85,413
| +462% | +$4.5M |
|
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Baker Avenue Asset Management's Q3 2015 Portfolio in Review
As of Q3 2015, Baker Avenue Asset Management held 271 positions worth $568M, down 24% from $752M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Baker Avenue Asset Management withdrew a net $135M in Q3 2015, closing 83 positions and reducing 79 holdings. Its most notable exit was Cisco, an estimated $7.63M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 9.8% a quarter earlier, followed by Financials and Industrials.
Against the trend, Baker Avenue Asset Management opened a new position in iShares Floating Rate Bond ETF worth $5.31M.
- Baker Avenue Asset Management's largest Q3 2015 buy was iShares Floating Rate Bond ETF: 105,341 shares worth $5.31M.
- Baker Avenue Asset Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2015, an estimated $21.3M increase.
- Baker Avenue Asset Management's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $14.8M.
- Baker Avenue Asset Management fully exited Cisco in Q3 2015, selling an estimated $7.63M.
- Baker Avenue Asset Management's ten largest holdings make up 45% of its $568M portfolio in Q3 2015.
- Baker Avenue Asset Management opened 28 new positions and closed 83 in Q3 2015.
- Baker Avenue Asset Management's portfolio value fell 24% quarter-over-quarter to $568M.
Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.