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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $4.43B
1-Year Est. Return 26.6%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+26.6%
3 Year Est. Return
+71.06%
5 Year Est. Return
+81.43%
10 Year Est. Return
+283.34%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$73.3M 10.26%
724,033
+180,268
+33% +$18.4M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$60.6M 8.49%
945,814
+63,061
+7% +$4.21M
BND icon
3
Vanguard Total Bond Market
BND
$157B
$48M 6.72%
585,681
+268,215
+84% +$22M
IVW icon
4
iShares S&P 500 Growth ETF
IVW
$72.5B
$23.4M 3.28%
876,720
+38,544
+5% +$1.03M
VWO icon
5
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$11.2M 1.57%
+268,588
New +$11.9M
RWR icon
6
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$10.8M 1.51%
+135,386
New +$11.3M
EFV icon
7
iShares MSCI EAFE Value ETF
EFV
$27.6B
$10.7M 1.5%
195,735
+10,434
+6% +$595K
CWB icon
8
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$10.5M 1.47%
211,201
+18,384
+10% +$925K
IDV icon
9
iShares International Select Dividend ETF
IDV
$8.25B
$10.4M 1.46%
291,052
+13,383
+5% +$515K
BOND icon
10
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$10.2M 1.42%
93,589
+7,609
+9% +$829K
MS icon
11
Morgan Stanley
MS
$337B
$8.55M 1.2%
247,241
+25,528
+12% +$851K
PDP icon
12
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$8.17M 1.14%
207,732
-746
-0.4% -$29.4K
SONY icon
13
Sony
SONY
$123B
$8.04M 1.12%
2,226,900
+1,074,500
+93% +$3.87M
QQQ icon
14
Invesco QQQ Trust
QQQ
$455B
$8.03M 1.12%
81,268
-6,761
-8% -$659K
GS icon
15
Goldman Sachs
GS
$313B
$7.63M 1.07%
41,557
+8,504
+26% +$1.49M
IAU icon
16
iShares Gold Trust
IAU
$63B
$7.22M 1.01%
308,392
+15,139
+5% +$376K
GSP
17
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$7.15M 1%
240,186
+5,798
+2% +$185K
C icon
18
Citigroup
C
$222B
$6.97M 0.98%
134,479
+20,530
+18% +$1.03M
FEX icon
19
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$6.7M 0.94%
153,979
-5,433
-3% -$240K
ILF icon
20
iShares Latin America 40 ETF
ILF
$3.77B
$6.23M 0.87%
+168,920
New +$6.78M
TIP icon
21
iShares TIPS Bond ETF
TIP
$14.5B
$6.08M 0.85%
54,233
+9,723
+22% +$1.11M
XLP icon
22
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$6.07M 0.85%
134,502
-6,896
-5% -$309K
AAPL icon
23
Apple
AAPL
$4.89T
$5.88M 0.82%
233,488
+3,088
+1% +$75.8K
LQD icon
24
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$5.23M 0.73%
44,256
+5,999
+16% +$713K
VT icon
25
Vanguard Total World Stock ETF
VT
$76.3B
$5.22M 0.73%
86,505
+13,703
+19% +$850K
1
2 3 4 5

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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.