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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.45%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$630M
AUM Growth
+$110M
Cap. Flow
+$98.6M
Cap. Flow %
15.65%
Top 10 Hldgs %
34.04%
Holding
307
New
52
Increased
111
Reduced
28
Closed
116

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.08M
3
COST icon
Costco
COST
+$6.6M
4
C icon
Citigroup
C
+$6.19M
5
CBI
Chicago Bridge & Iron Nv
CBI
+$4.13M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$7.54M
2
MSFT icon
Microsoft
MSFT
+$6.28M
3
GRPN icon
Groupon
GRPN
+$4.81M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.7M
5
SM icon
SM Energy
SM
+$3.23M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.96%
2 Technology 10.56%
3 Financials 5.82%
4 Industrials 5.37%
5 Energy 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
1
iShares MSCI EAFE ETF
EFA
$79.7B
$55.6M 8.82%
826,816
+121,916
+17% +$8.06M
VTI icon
2
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
$49.7M 7.9%
510,393
+73,920
+17% +$7.08M
BND icon
3
Vanguard Total Bond Market
BND
$163B
$21.1M 3.34%
259,436
+41,791
+19% +$3.38M
IVW icon
4
iShares S&P 500 Growth ETF
IVW
$76.8B
$19.7M 3.13%
790,836
+96,908
+14% +$2.39M
VCSH icon
5
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$16.9M 2.68%
210,960
+21,589
+11% +$1.73M
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$10.9M 1.74%
43,659
+4,429
+11% +$1.09M
SCZ icon
7
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$10.3M 1.63%
196,622
+19,959
+11% +$1.02M
IGSB icon
8
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$10.2M 1.63%
194,254
-15,128
-7% -$798K
IDV icon
9
iShares International Select Dividend ETF
IDV
$8.73B
$10M 1.59%
259,627
+27,397
+12% +$1.03M
EFV icon
10
iShares MSCI EAFE Value ETF
EFV
$32B
$9.95M 1.58%
172,745
+21,729
+14% +$1.23M
IWO icon
11
iShares Russell 2000 Growth ETF
IWO
$14.7B
$9.78M 1.55%
71,855
+8,031
+13% +$1.1M
CWB icon
12
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.71B
$8.91M 1.42%
184,170
+8,856
+5% +$426K
IWM icon
13
iShares Russell 2000 ETF
IWM
$80.1B
$8.45M 1.34%
72,616
+16,419
+29% +$1.89M
BOND icon
14
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.59B
$8.41M 1.33%
78,830
+3,831
+5% +$407K
GSP
15
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$8.28M 1.32%
277,079
+9,370
+4% +$306K
IAU icon
16
iShares Gold Trust
IAU
$64.6B
$7.81M 1.24%
301,273
-38,107
-11% -$956K
FEX icon
17
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.59B
$7.48M 1.19%
173,512
-22,025
-11% -$904K
PDP icon
18
Invesco Dorsey Wright Momentum ETF
PDP
$1.48B
$7.43M 1.18%
199,608
+86,669
+77% +$3.21M
XLP icon
19
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$6.26M 0.99%
147,326
+6,788
+5% +$285K
AMAT icon
20
Applied Materials
AMAT
$375B
$5.84M 0.93%
280,704
+38,973
+16% +$716K
EUFN icon
21
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$5.75M 0.91%
226,044
+17,918
+9% +$451K
VEU icon
22
Vanguard FTSE All-World ex-US ETF
VEU
$71B
$5.28M 0.84%
104,999
-15,183
-13% -$752K
C icon
23
Citigroup
C
$229B
$5.23M 0.83%
+124,358
New +$6.19M
TDIV icon
24
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$5.1M 0.81%
189,670
-42,876
-18% -$1.04M
SDY icon
25
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$4.99M 0.79%
67,859
-7,805
-10% -$561K
1
2 3 4 5

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MRC
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JSTA
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HSA
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WAP
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OWM
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DDC
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SMFG
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Baker Avenue Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Baker Avenue Asset Management held 307 positions worth $630M, up 21% from $520M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $98.6M of net new capital in Q1 2014, opening 52 new positions and adding to 111 existing holdings. Its largest new stake was Citigroup: 124,358 shares worth $5.23M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, down from 66% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was RTX Corp, an estimated $2.46M trimmed.

  • Baker Avenue Asset Management's largest Q1 2014 buy was Citigroup: 124,358 shares worth $5.23M.
  • Baker Avenue Asset Management added most to iShares MSCI EAFE ETF in Q1 2014, an estimated $8.06M increase.
  • Baker Avenue Asset Management's biggest Q1 2014 reduction was RTX Corp, cutting an estimated $2.46M.
  • Baker Avenue Asset Management fully exited Apple in Q1 2014, selling an estimated $7.54M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $630M portfolio in Q1 2014.
  • Baker Avenue Asset Management opened 52 new positions and closed 116 in Q1 2014.
  • Baker Avenue Asset Management's portfolio value rose 21% quarter-over-quarter to $630M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2014, filed 13 May 2014.