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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $4.43B
1-Year Est. Return 26.6%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+26.6%
3 Year Est. Return
+71.06%
5 Year Est. Return
+81.43%
10 Year Est. Return
+283.34%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
1
Vanguard Total Bond Market
BND
$159B
$43M 6.17%
511,117
+47,989
+10% +$4.04M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$139B
$36.6M 5.26%
325,903
+26,997
+9% +$3.04M
VT icon
3
Vanguard Total World Stock ETF
VT
$76.6B
$29.2M 4.19%
480,041
-252,653
-34% -$15.2M
SPAB icon
4
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.6B
$29.1M 4.18%
983,270
+83,790
+9% +$2.49M
ACWI icon
5
iShares MSCI ACWI ETF
ACWI
$32.8B
$29M 4.16%
491,073
-252,336
-34% -$14.7M
VTI icon
6
Vanguard Total Stock Market ETF
VTI
$658B
$24.1M 3.46%
216,767
-16,286
-7% -$1.81M
EFA icon
7
iShares MSCI EAFE ETF
EFA
$76.5B
$17.3M 2.48%
292,813
+537
+0.2% +$31.1K
IWV icon
8
iShares Russell 3000 ETF
IWV
$19.6B
$16.6M 2.38%
129,152
+15,075
+13% +$1.93M
VWO icon
9
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$13.1M 1.87%
347,208
+215,111
+163% +$8.01M
IVE icon
10
iShares S&P 500 Value ETF
IVE
$48.8B
$13.1M 1.87%
137,538
-123,016
-47% -$11.7M
IWM icon
11
iShares Russell 2000 ETF
IWM
$81.7B
$11.7M 1.68%
94,248
+70,063
+290% +$8.52M
SCZ icon
12
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.9B
$11.5M 1.66%
220,229
+26,391
+14% +$1.34M
QUAL icon
13
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$11.5M 1.65%
169,925
+23,249
+16% +$1.57M
EFG icon
14
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$11.4M 1.64%
166,764
+82,597
+98% +$5.57M
QCOM icon
15
Qualcomm
QCOM
$181B
$11.3M 1.62%
164,337
+5,235
+3% +$318K
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$123B
$10.7M 1.54%
412,212
+194,696
+90% +$5.06M
AMAT icon
17
Applied Materials
AMAT
$421B
$10.5M 1.51%
349,254
-50,631
-13% -$1.41M
MSFT icon
18
Microsoft
MSFT
$2.93T
$10.4M 1.49%
180,114
+10,250
+6% +$579K
IWB icon
19
iShares Russell 1000 ETF
IWB
$48B
$10.2M 1.46%
84,625
+41,181
+95% +$4.95M
VEU icon
20
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$9.6M 1.38%
211,217
+86,429
+69% +$3.86M
XLF icon
21
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$8.65M 1.24%
448,246
+28,900
+7% +$596K
AAPL icon
22
Apple
AAPL
$4.9T
$8.38M 1.2%
296,596
-69,160
-19% -$1.83M
SCHW
23
Charles Schwab
SCHW
$177B
$8.09M 1.16%
+256,242
New +$7.51M
MTUM icon
24
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$7.83M 1.12%
101,153
+7,846
+8% +$609K
EFV icon
25
iShares MSCI EAFE Value ETF
EFV
$26B
$7.8M 1.12%
168,946
+89,340
+112% +$4.02M
1
2 3 4 5

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Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.