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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.9%
2 Technology 6.55%
3 Financials 3.15%
4 Industrials 2.36%
5 Healthcare 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$688B
$96.2M 6.97%
587,656
+41,715
+8% +$6.54M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$889B
$77.9M 5.65%
241,095
+23,367
+11% +$7.23M
BND icon
3
Vanguard Total Bond Market
BND
$160B
$61.8M 4.48%
737,534
-2,894
-0.4% -$243K
VV icon
4
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$60.8M 4.41%
411,189
+54,147
+15% +$7.66M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$59.4M 4.31%
528,824
+7,164
+1% +$807K
SPAB icon
6
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.2B
$46.7M 3.38%
1,588,196
-10,055
-0.6% -$296K
IVE icon
7
iShares S&P 500 Value ETF
IVE
$50.1B
$39.7M 2.88%
305,482
-17,068
-5% -$2.12M
SDY icon
8
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$32.9M 2.39%
306,031
-705
-0.2% -$74K
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$126B
$30.8M 2.23%
700,880
-10,244
-1% -$428K
VEU icon
10
Vanguard FTSE All-World ex-US ETF
VEU
$71.2B
$30.7M 2.22%
570,276
+48,291
+9% +$2.51M
QUAL icon
11
iShares MSCI USA Quality Factor ETF
QUAL
$47.5B
$25.8M 1.87%
255,707
-2,690
-1% -$259K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$128B
$24.3M 1.76%
546,643
+18,951
+4% +$803K
MSFT icon
13
Microsoft
MSFT
$3.71T
$24.1M 1.74%
152,535
-7,726
-5% -$1.13M
VEA icon
14
Vanguard FTSE Developed Markets ETF
VEA
$240B
$21.9M 1.59%
497,060
-9,615
-2% -$410K
IWM icon
15
iShares Russell 2000 ETF
IWM
$81.2B
$20.4M 1.48%
123,154
-1,374
-1% -$217K
IWV icon
16
iShares Russell 3000 ETF
IWV
$20.3B
$20.2M 1.46%
107,180
-2,726
-2% -$491K
XLY icon
17
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
$17.3M 1.26%
276,280
-1,898
-0.7% -$115K
EFG icon
18
iShares MSCI EAFE Growth ETF
EFG
$17B
$16.3M 1.18%
188,197
-3,981
-2% -$332K
RSP icon
19
Invesco S&P 500 Equal Weight ETF
RSP
$99.6B
$15M 1.08%
129,258
-1,350
-1% -$150K
DGRO icon
20
iShares Core Dividend Growth ETF
DGRO
$43.5B
$14M 1.02%
333,780
-198
-0.1% -$8.01K
EFA icon
21
iShares MSCI EAFE ETF
EFA
$80.1B
$13.9M 1.01%
199,819
-1,713
-0.8% -$116K
SCHW
22
Charles Schwab
SCHW
$189B
$13.9M 1%
291,355
-2,270
-0.8% -$100K
IBB icon
23
iShares Biotechnology ETF
IBB
$10.6B
$13.2M 0.95%
109,298
+4,672
+4% +$521K
AAPL icon
24
Apple
AAPL
$4.67T
$12.8M 0.93%
174,548
-120,436
-41% -$7.75M
EFV icon
25
iShares MSCI EAFE Value ETF
EFV
$32.2B
$12M 0.87%
240,985
-4,142
-2% -$203K
1
2 3 4 5

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 78% of assets, up from 77% a quarter earlier, followed by Technology and Financials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.