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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $4.43B
1-Year Est. Return 26.6%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
+26.6%
3 Year Est. Return
+71.06%
5 Year Est. Return
+81.43%
10 Year Est. Return
+283.34%
AUM
$1.26B
AUM Growth
+$16.6M
Cap. Flow
+$9.35M
Cap. Flow %
0.74%
Top 10 Hldgs %
38.96%
Holding
260
New
25
Increased
84
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14M
2
VV icon
Vanguard Large-Cap ETF
VV
+$10.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.42M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.95M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$28.9M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.8M
3
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$7.84M
4
SPWR
SunPower Corporation Common Stock
SPWR
+$2.25M
5
CAT icon
Caterpillar
CAT
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Industrials 2.87%
3 Materials 2.69%
4 Financials 2.34%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$82.4M 6.56%
545,941
+33,162
+6% +$5M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$876B
$65M 5.17%
217,728
+12,218
+6% +$3.63M
BND icon
3
Vanguard Total Bond Market
BND
$157B
$62.5M 4.98%
740,428
+10,271
+1% +$861K
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$59M 4.7%
521,660
+11,177
+2% +$1.26M
VV icon
5
Vanguard Large-Cap ETF
VV
$51.9B
$48.7M 3.88%
357,042
+79,226
+29% +$10.8M
SPAB icon
6
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$47.4M 3.77%
1,598,251
+43,975
+3% +$1.29M
IVE icon
7
iShares S&P 500 Value ETF
IVE
$48.9B
$38.4M 3.06%
322,550
+757
+0.2% +$88.8K
SDY icon
8
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$31.5M 2.51%
306,736
+14,744
+5% +$1.49M
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$122B
$28.4M 2.26%
711,124
-3,864
-0.5% -$155K
VEU icon
10
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$26M 2.07%
521,985
+148,727
+40% +$7.42M
SSD icon
11
Simpson Manufacturing
SSD
$7.98B
$25.9M 2.06%
373,310
-445,500
-54% -$28.9M
QUAL icon
12
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$23.9M 1.9%
258,397
+3,146
+1% +$289K
MSFT icon
13
Microsoft
MSFT
$2.84T
$22.3M 1.77%
160,261
-8,025
-5% -$1.1M
VWO icon
14
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$21.2M 1.69%
527,692
-10,705
-2% -$442K
VEA icon
15
Vanguard FTSE Developed Markets ETF
VEA
$226B
$20.8M 1.66%
506,675
-5,292
-1% -$216K
IWV icon
16
iShares Russell 3000 ETF
IWV
$19.5B
$19.1M 1.52%
109,906
-2,681
-2% -$465K
IWM icon
17
iShares Russell 2000 ETF
IWM
$80.9B
$18.8M 1.5%
124,528
+45,494
+58% +$6.95M
XLY icon
18
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$16.8M 1.34%
278,178
-5,846
-2% -$352K
AAPL icon
19
Apple
AAPL
$4.89T
$16.5M 1.32%
294,984
+1,648
+0.6% +$86.2K
EFG icon
20
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$15.5M 1.23%
192,178
-1,562
-0.8% -$125K
RSP icon
21
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$14.1M 1.12%
+130,608
New +$14M
EFA icon
22
iShares MSCI EAFE ETF
EFA
$76.4B
$13.1M 1.05%
201,532
-1,054
-0.5% -$67.9K
DGRO icon
23
iShares Core Dividend Growth ETF
DGRO
$42.6B
$13.1M 1.04%
333,978
-38
-0% -$1.46K
SCHW
24
Charles Schwab
SCHW
$177B
$12.3M 0.98%
293,625
+32,768
+13% +$1.32M
EFV icon
25
iShares MSCI EAFE Value ETF
EFV
$27.6B
$11.6M 0.92%
245,127
-1,723
-0.7% -$80.3K
1
2 3 4 5

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Baker Avenue Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Baker Avenue Asset Management held 260 positions worth $1.26B, up 1.3% from $1.24B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q3 2019 filing shows 25 new, 84 increased, 85 reduced and 22 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M. The largest sale was Simpson Manufacturing, an estimated $28.9M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.8% a quarter earlier, followed by Industrials and Materials.

  • Baker Avenue Asset Management's largest Q3 2019 buy was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M.
  • Baker Avenue Asset Management added most to Vanguard Large-Cap ETF in Q3 2019, an estimated $10.8M increase.
  • Baker Avenue Asset Management's biggest Q3 2019 reduction was Simpson Manufacturing, cutting an estimated $28.9M.
  • Baker Avenue Asset Management fully exited Aflac in Q3 2019, selling an estimated $1.75M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.26B portfolio in Q3 2019.
  • Baker Avenue Asset Management opened 25 new positions and closed 22 in Q3 2019.
  • Baker Avenue Asset Management's portfolio value rose 1.3% quarter-over-quarter to $1.26B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2019, filed 15 Nov 2019.