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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $4.43B
1-Year Est. Return 26.6%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+26.6%
3 Year Est. Return
+71.06%
5 Year Est. Return
+81.43%
10 Year Est. Return
+283.34%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
1
iShares MSCI EAFE ETF
EFA
$76.4B
$40.3M 8.47%
631,223
+180,552
+40% +$11.1M
VTI icon
2
Vanguard Total Stock Market ETF
VTI
$654B
$33.3M 7%
380,150
+89,928
+31% +$7.82M
BND icon
3
Vanguard Total Bond Market
BND
$157B
$16.5M 3.48%
204,402
+2,302
+1% +$185K
IVW icon
4
iShares S&P 500 Growth ETF
IVW
$72.5B
$14.1M 2.97%
631,844
+575,364
+1,019% +$12.7M
VCSH icon
5
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$13.3M 2.8%
167,045
+39,177
+31% +$3.11M
IGSB icon
6
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$11.5M 2.42%
219,038
-30,688
-12% -$1.61M
IAU icon
7
iShares Gold Trust
IAU
$63B
$9.19M 1.93%
+356,355
New +$9.2M
GSP
8
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$8.77M 1.84%
+267,800
New +$8.89M
MDY icon
9
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$8.09M 1.7%
35,724
-11,790
-25% -$2.62M
FEX icon
10
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$7.62M 1.6%
203,090
-29,153
-13% -$1.08M
EFV icon
11
iShares MSCI EAFE Value ETF
EFV
$27.6B
$7.51M 1.58%
+138,090
New +$7.18M
SCZ icon
12
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$7.4M 1.56%
152,548
+94,488
+163% +$4.34M
IDV icon
13
iShares International Select Dividend ETF
IDV
$8.25B
$7.37M 1.55%
+203,220
New +$7.02M
IWO icon
14
iShares Russell 2000 Growth ETF
IWO
$14.5B
$7.29M 1.53%
+57,942
New +$6.98M
BOND icon
15
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$7.28M 1.53%
68,762
-1,064
-2% -$112K
CWB icon
16
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$7.07M 1.49%
156,312
-636
-0.4% -$28.3K
SDY icon
17
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$6.62M 1.39%
96,077
-35,550
-27% -$2.45M
AAPL icon
18
Apple
AAPL
$4.89T
$6.47M 1.36%
380,100
+19,180
+5% +$318K
VEU icon
19
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$5.95M 1.25%
122,483
-85,273
-41% -$4M
PDP icon
20
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$4.92M 1.04%
145,456
+1,725
+1% +$56.8K
QQQ icon
21
Invesco QQQ Trust
QQQ
$455B
$4.74M 1%
60,074
-17,720
-23% -$1.35M
XLP icon
22
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.65M 0.98%
116,851
+44,751
+62% +$1.82M
IGV icon
23
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$4.62M 0.97%
+302,510
New +$4.45M
NOV icon
24
NOV
NOV
$7.45B
$4.52M 0.95%
64,141
+785
+1% +$52.5K
EUFN icon
25
iShares MSCI Europe Financials ETF
EUFN
$3.87B
$4.49M 0.94%
197,290
+178,790
+966% +$3.92M
1
2 3 4 5

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FIS
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IC
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GIBU
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CPIG
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EQF
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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.