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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
201
Caterpillar
CAT
$404B
$1.28M 0.09%
6,186
+419
+7% +$84.4K
MELI icon
202
Mercado Libre
MELI
$95.7B
$1.28M 0.09%
946
+83
+10% +$117K
FAAR icon
203
First Trust Alternative Absolute Return Strategy ETF
FAAR
$188M
$1.27M 0.09%
44,131
-124
-0.3% -$3.81K
PSX icon
204
Phillips 66
PSX
$82.5B
$1.26M 0.09%
17,442
+1,017
+6% +$76.9K
FXL icon
205
First Trust Technology AlphaDEX Fund
FXL
$2.77B
$1.24M 0.09%
9,426
+329
+4% +$43.1K
STZ icon
206
Constellation Brands
STZ
$22.4B
$1.22M 0.08%
4,846
+254
+6% +$57.9K
QQQH
207
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$383M
$1.22M 0.08%
21,779
-8,579
-28% -$482K
ETSY icon
208
Etsy
ETSY
$8.2B
$1.21M 0.08%
5,512
-500
-8% -$120K
INTC icon
209
Intel
INTC
$509B
$1.21M 0.08%
23,418
+3,315
+16% +$169K
BLK icon
210
Blackrock
BLK
$175B
$1.2M 0.08%
1,307
+64
+5% +$58.4K
TOTL icon
211
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$1.2M 0.08%
25,237
-3,003
-11% -$143K
ETN icon
212
Eaton
ETN
$173B
$1.19M 0.08%
6,899
+69
+1% +$11.4K
PMO
213
Franklin Municipal Opportunities Trust
PMO
$280M
$1.19M 0.08%
82,267
-4,614
-5% -$64.4K
ISRG icon
214
Intuitive Surgical
ISRG
$130B
$1.14M 0.08%
3,184
+10
+0.3% +$3.44K
FNI
215
DELISTED
First Trust Chindia ETF
FNI
$1.12M 0.08%
23,488
+818
+4% +$42.3K
C icon
216
Citigroup
C
$230B
$1.11M 0.08%
18,469
+1,579
+9% +$105K
TJX icon
217
TJX Companies
TJX
$174B
$1.11M 0.08%
14,693
+3,719
+34% +$258K
QUAL icon
218
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$1.1M 0.08%
7,555
+2,551
+51% +$361K
CI icon
219
Cigna
CI
$72.4B
$1.1M 0.08%
4,782
+706
+17% +$150K
QQQX icon
220
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$1.09M 0.08%
35,675
+930
+3% +$27.6K
GPN icon
221
Global Payments
GPN
$24.1B
$1.09M 0.08%
8,042
+1,905
+31% +$263K
RTX icon
222
RTX Corp
RTX
$294B
$1.08M 0.07%
12,536
+469
+4% +$40.9K
IEFA icon
223
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.07M 0.07%
14,350
+1,463
+11% +$110K
XYZ
224
Block Inc
XYZ
$50.4B
$1.07M 0.07%
6,608
+28
+0.4% +$6.07K
JPST icon
225
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$1.05M 0.07%
20,861
-5,730
-22% -$290K
7 8
9
10 11

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.