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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
201
Qualcomm
QCOM
$169B
$1.19M 0.09%
+9,256
New +$1.31M
PMO
202
Franklin Municipal Opportunities Trust
PMO
$281M
$1.19M 0.09%
+86,881
New +$1.25M
C icon
203
Citigroup
C
$232B
$1.19M 0.09%
+16,890
New +$1.18M
IVW icon
204
iShares S&P 500 Growth ETF
IVW
$78B
$1.18M 0.09%
+16,005
New +$1.22M
IBM icon
205
IBM
IBM
$221B
$1.18M 0.09%
+8,897
New +$1.19M
PSX icon
206
Phillips 66
PSX
$82.9B
$1.15M 0.09%
16,425
+10,511
+178% +$761K
GDX icon
207
VanEck Gold Miners ETF
GDX
$25.2B
$1.15M 0.09%
38,981
+28,095
+258% +$915K
FNI
208
DELISTED
First Trust Chindia ETF
FNI
$1.15M 0.09%
22,670
+598
+3% +$32.5K
FXL icon
209
First Trust Technology AlphaDEX Fund
FXL
$2.77B
$1.12M 0.09%
9,097
-304
-3% -$38.2K
IWM icon
210
iShares Russell 2000 ETF
IWM
$83.2B
$1.12M 0.09%
+5,113
New +$1.13M
CAT icon
211
Caterpillar
CAT
$415B
$1.11M 0.09%
+5,767
New +$1.2M
VUZI icon
212
Vuzix
VUZI
$216M
$1.1M 0.08%
104,925
+5,825
+6% +$77.9K
HQH
213
abrdn Healthcare Investors
HQH
$1.3B
$1.1M 0.08%
42,877
-4,315
-9% -$114K
FIXD icon
214
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$1.08M 0.08%
20,185
+122
+0.6% +$6.59K
INTC icon
215
Intel
INTC
$505B
$1.07M 0.08%
+20,103
New +$1.09M
ITW icon
216
Illinois Tool Works
ITW
$85.4B
$1.07M 0.08%
+5,182
New +$1.17M
NVAX icon
217
Novavax
NVAX
$1.26B
$1.05M 0.08%
+5,080
New +$1.12M
ISRG icon
218
Intuitive Surgical
ISRG
$132B
$1.05M 0.08%
3,174
+165
+5% +$55.4K
BLK icon
219
Blackrock
BLK
$176B
$1.04M 0.08%
1,243
+90
+8% +$80.7K
LWLG icon
220
Lightwave Logic
LWLG
$1.2B
$1.04M 0.08%
+110,040
New +$1.2M
RTX icon
221
RTX Corp
RTX
$296B
$1.04M 0.08%
12,067
-260
-2% -$22.2K
ETN icon
222
Eaton
ETN
$175B
$1.02M 0.08%
6,830
+694
+11% +$111K
VGT icon
223
Vanguard Information Technology ETF
VGT
$148B
$999K 0.08%
19,920
+3,280
+20% +$170K
QQQX icon
224
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$986K 0.08%
34,745
+19,000
+121% +$561K
BLE
225
DELISTED
BlackRock Municipal Income Trust II
BLE
$985K 0.08%
65,086
– –
7 8
9
10 11

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.