We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGNI icon
201
Magnite
MGNI
$3.48B
$501K 0.06%
+16,322
New +$247K
NOC icon
202
Northrop Grumman
NOC
$80.7B
$494K 0.06%
1,621
-100
-6% -$30.6K
NOW icon
203
ServiceNow
NOW
$121B
$494K 0.06%
4,485
+845
+23% +$87.9K
FDG icon
204
American Century Focused Dynamic Growth ETF
FDG
$422M
$489K 0.06%
6,571
+779
+13% +$53.7K
PFFA icon
205
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.47B
$489K 0.06%
22,215
-15,067
-40% -$313K
PSX icon
206
Phillips 66
PSX
$82.4B
$485K 0.06%
6,931
– –
UNP icon
207
Union Pacific
UNP
$175B
$484K 0.06%
2,323
– –
BX icon
208
Blackstone
BX
$107B
$483K 0.06%
7,450
-16,613
-69% -$967K
FMB icon
209
First Trust Managed Municipal ETF
FMB
$2.06B
$479K 0.06%
8,435
+900
+12% +$50.4K
ROKU icon
210
Roku
ROKU
$22.3B
$463K 0.06%
1,393
-1,510
-52% -$396K
SNAP icon
211
Snap
SNAP
$8.83B
$463K 0.06%
9,240
-61,516
-87% -$2.56M
VMO icon
212
Invesco Municipal Opportunity Trust
VMO
$660M
$458K 0.06%
35,753
-1,370
-4% -$17.1K
AIO
213
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$898M
$456K 0.06%
17,300
-1,000
-5% -$23.7K
IRM icon
214
Iron Mountain
IRM
$36.3B
$455K 0.06%
15,442
+4,537
+42% +$126K
ARKW icon
215
ARK Web x.0 ETF
ARKW
$1.71B
$452K 0.06%
3,085
-22
-0.7% -$2.82K
DGRO icon
216
iShares Core Dividend Growth ETF
DGRO
$43.4B
$452K 0.06%
+10,093
New +$429K
BYND icon
217
Beyond Meat
BYND
$272M
$449K 0.06%
3,590
-1,495
-29% -$225K
BAR icon
218
GraniteShares Gold Shares
BAR
$1.43B
$442K 0.06%
23,392
-6,664
-22% -$124K
GSK icon
219
GSK
GSK
$104B
$442K 0.06%
9,609
-4,214
-30% -$194K
HYS icon
220
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$440K 0.06%
4,478
+44
+1% +$4.23K
HCARU
221
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$438K 0.06%
+42,857
New +$439K
XLP icon
222
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$429K 0.06%
6,365
-1,933
-23% -$128K
EV
223
DELISTED
Eaton Vance Corp.
EV
$428K 0.06%
6,300
– –
TRGP icon
224
Targa Resources
TRGP
$57.6B
$427K 0.06%
16,171
-43,226
-73% -$920K
GWPH
225
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$426K 0.06%
3,689
+834
+29% +$93.4K
7 8
9
10 11

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.