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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
201
Starbucks
SBUX
$120B
$409K 0.09%
6,338
+183
+3% +$11.5K
FRMM
202
Forum Markets
FRMM
$68.2M
$408K 0.09%
+11
New +$423K
ORLY icon
203
O'Reilly Automotive
ORLY
$72.9B
$407K 0.09%
17,715
-150
-0.8% -$3.41K
VEU icon
204
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$404K 0.08%
+8,856
New +$425K
GILD icon
205
Gilead Sciences
GILD
$162B
$400K 0.08%
6,392
-883
-12% -$61.7K
ETN icon
206
Eaton
ETN
$161B
$387K 0.08%
5,642
-394
-7% -$29.5K
NMFC icon
207
New Mountain Finance
NMFC
$651M
$387K 0.08%
+30,786
New +$407K
PANW icon
208
Palo Alto Networks
PANW
$270B
$380K 0.08%
12,096
-21,510
-64% -$671K
BMY icon
209
Bristol-Myers Squibb
BMY
$133B
$378K 0.08%
7,281
+118
+2% +$6.34K
AVY icon
210
Avery Dennison
AVY
$13B
$377K 0.08%
4,199
+57
+1% +$5.37K
OPCH icon
211
Option Care Health
OPCH
$3.45B
$375K 0.08%
26,265
– –
INDA icon
212
iShares MSCI India ETF
INDA
$6.89B
$374K 0.08%
11,223
-2,862
-20% -$90.2K
NXC
213
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$373K 0.08%
28,000
– –
WFC icon
214
Wells Fargo
WFC
$261B
$372K 0.08%
8,061
+519
+7% +$26.6K
MDLZ icon
215
Mondelez International
MDLZ
$79.5B
$363K 0.08%
9,056
-1,097
-11% -$46.8K
BLV icon
216
Vanguard Long-Term Bond ETF
BLV
$5.71B
$362K 0.08%
4,140
+14
+0.3% +$1.19K
KTOS icon
217
Kratos Defense & Security Solutions
KTOS
$8.74B
$362K 0.08%
25,680
-175
-0.7% -$2.41K
CMCSA icon
218
Comcast
CMCSA
$85B
$357K 0.07%
10,493
+900
+9% +$32.9K
NCB
219
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$357K 0.07%
23,400
– –
PBE icon
220
Invesco Biotechnology & Genome ETF
PBE
$281M
$355K 0.07%
+7,548
New +$388K
SDOG icon
221
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$355K 0.07%
+9,069
New +$392K
RWR icon
222
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$354K 0.07%
4,119
-387
-9% -$35.4K
LTS
223
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$353K 0.07%
+151,591
New +$406K
BP icon
224
BP
BP
$116B
$351K 0.07%
9,552
+1,637
+21% +$65.4K
TIP icon
225
iShares TIPS Bond ETF
TIP
$14.5B
$351K 0.07%
3,206
+627
+24% +$68.5K
7 8
9
10 11

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HIH
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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.