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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
201
Lincoln National
LNC
$7.92B
$152K 0.12%
2,641
-16,600
-86% -$903K
MU icon
202
Micron Technology
MU
$835B
$150K 0.12%
4,300
+1,900
+79% +$62.9K
IWD icon
203
iShares Russell 1000 Value ETF
IWD
$81.4B
$149K 0.12%
1,429
-492
-26% -$50.2K
ETN icon
204
Eaton
ETN
$141B
$147K 0.12%
2,172
+8
+0.4% +$527
EQM
205
DELISTED
EQM Midstream Partners, LP
EQM
$147K 0.12%
1,680
+1,080
+180% +$93.2K
FDN icon
206
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$146K 0.12%
2,384
+1,373
+136% +$82.7K
DUK icon
207
Duke Energy
DUK
$101B
$145K 0.12%
1,746
+9
+0.5% +$726
FBT icon
208
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$144K 0.12%
1,418
+1,083
+323% +$106K
KKR icon
209
KKR & Co
KKR
$89.1B
$143K 0.12%
6,185
+30
+0.5% +$657
IJK icon
210
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$140K 0.11%
3,512
– –
XLU icon
211
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$140K 0.11%
5,950
-3,482
-37% -$78.8K
CADE
212
DELISTED
Cadence Bank
CADE
$139K 0.11%
6,200
– –
ED icon
213
Consolidated Edison
ED
$41.4B
$139K 0.11%
2,121
-138
-6% -$8.65K
PDI icon
214
PIMCO Dynamic Income Fund
PDI
$7.35B
$137K 0.11%
4,475
-874
-16% -$27.9K
TEVA icon
215
Teva Pharmaceuticals
TEVA
$40.4B
$137K 0.11%
2,397
+1,684
+236% +$93.8K
IBM icon
216
IBM
IBM
$213B
$135K 0.11%
883
+188
+27% +$29.9K
AAL icon
217
American Airlines Group
AAL
$9.82B
$134K 0.11%
2,500
-1,800
-42% -$77.5K
MPC icon
218
Marathon Petroleum
MPC
$90.1B
$134K 0.11%
2,970
-280
-9% -$12.3K
EFA icon
219
iShares MSCI EAFE ETF
EFA
$76.4B
$133K 0.11%
2,194
-780
-26% -$48.7K
WFM
220
DELISTED
Whole Foods Market Inc
WFM
$133K 0.11%
2,652
+1,662
+168% +$73.2K
FXD icon
221
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$132K 0.11%
3,692
-43,681
-92% -$1.47M
CVS icon
222
CVS Health
CVS
$135B
$130K 0.11%
1,355
+1
+0.1% +$88
MA icon
223
Mastercard
MA
$498B
$129K 0.11%
1,500
– –
MDXG icon
224
MiMedx Group
MDXG
$630M
$129K 0.11%
11,205
– –
TYG
225
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$129K 0.11%
739
-25
-3% -$4.54K
7 8
9
10 11

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.