We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
201
Wells Fargo
WFC
$263B
$214K 0.14%
4,082
+380
+10% +$19.1K
EFA icon
202
iShares MSCI EAFE ETF
EFA
$76.8B
$213K 0.14%
3,129
+335
+12% +$23K
KMI icon
203
Kinder Morgan
KMI
$70.3B
$212K 0.14%
5,872
-122
-2% -$4.12K
OKE icon
204
Oneok
OKE
$55.9B
$211K 0.14%
3,102
+2,600
+518% +$164K
CERN
205
DELISTED
Cerner Corp
CERN
$211K 0.14%
4,100
+200
+5% +$10.5K
SMF
206
DELISTED
SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF
$210K 0.14%
6,230
– –
VZ icon
207
Verizon
VZ
$201B
$209K 0.14%
4,291
-881
-17% -$42.7K
MDIV icon
208
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$204K 0.13%
9,130
– –
CMCSA icon
209
Comcast
CMCSA
$85.8B
$202K 0.13%
7,540
– –
PRU icon
210
Prudential Financial
PRU
$43B
$202K 0.13%
2,276
– –
D icon
211
Dominion Energy
D
$62.1B
$201K 0.13%
2,824
+6
+0.2% +$421
RDS.A
212
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$201K 0.13%
2,450
-188
-7% -$14.7K
OCSL icon
213
Oaktree Specialty Lending
OCSL
$1.06B
$200K 0.13%
6,807
-2,266
-25% -$63.9K
RDI icon
214
Reading International Class A
RDI
$33.2M
$200K 0.13%
23,500
+2,000
+9% +$15.8K
ETN icon
215
Eaton
ETN
$150B
$199K 0.13%
2,584
+109
+4% +$8.09K
WYNN icon
216
Wynn Resorts
WYNN
$10.3B
$198K 0.13%
955
+1
+0.1% +$207
CELG
217
DELISTED
Celgene Corp
CELG
$197K 0.13%
2,300
– –
VNR
218
DELISTED
Vanguard Natural Resources, LLC
VNR
$196K 0.13%
6,115
-685
-10% -$21K
HPQ icon
219
HP
HPQ
$25.9B
$195K 0.13%
12,772
– –
IWD icon
220
iShares Russell 1000 Value ETF
IWD
$82.2B
$194K 0.13%
1,920
+6
+0.3% +$588
IWF icon
221
iShares Russell 1000 Growth ETF
IWF
$119B
$194K 0.13%
8,556
+1,676
+24% +$36.8K
PII icon
222
Polaris
PII
$4.07B
$193K 0.13%
1,482
– –
YELP icon
223
Yelp
YELP
$1.51B
$193K 0.13%
+2,525
New +$164K
ICE icon
224
Intercontinental Exchange
ICE
$86.4B
$187K 0.12%
4,970
-95
-2% -$3.7K
EVEP
225
DELISTED
EV Energy Partners, L.P.
EVEP
$187K 0.12%
4,725
-9,260
-66% -$335K
7 8
9
10 11

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.