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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
176
FedEx
FDX
$73.5B
$1.5M 0.12%
6,828
+1,910
+39% +$518K
AMLP icon
177
Alerian MLP ETF
AMLP
$12.8B
$1.49M 0.11%
44,652
+226
+0.5% +$7.54K
SPYD icon
178
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.77B
$1.49M 0.11%
37,993
-1,434
-4% -$57.1K
BCE icon
179
BCE
BCE
$20.6B
$1.46M 0.11%
29,219
-83
-0.3% -$4.2K
TXN icon
180
Texas Instruments
TXN
$254B
$1.46M 0.11%
7,589
+4,009
+112% +$764K
MELI icon
181
Mercado Libre
MELI
$97.5B
$1.45M 0.11%
863
+333
+63% +$577K
ABT icon
182
Abbott
ABT
$183B
$1.43M 0.11%
12,088
+1,478
+14% +$182K
NUSC icon
183
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$1.39M 0.11%
31,877
-825
-3% -$36.4K
DOCU
184
DocuSign
DOCU
$11B
$1.38M 0.11%
+5,358
New +$1.54M
VHT icon
185
Vanguard Health Care ETF
VHT
$18.4B
$1.38M 0.11%
5,561
+132
+2% +$33.9K
SCHW
186
Charles Schwab
SCHW
$188B
$1.37M 0.11%
+18,767
New +$1.34M
TOTL icon
187
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$1.36M 0.1%
28,240
+298
+1% +$14.4K
OKE icon
188
Oneok
OKE
$55B
$1.36M 0.1%
23,395
+15,015
+179% +$807K
FAAR icon
189
First Trust Alternative Absolute Return Strategy ETF
FAAR
$189M
$1.35M 0.1%
44,255
-1,391
-3% -$41.6K
JPST icon
190
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$1.35M 0.1%
26,591
+22,084
+490% +$1.12M
ORLY icon
191
O'Reilly Automotive
ORLY
$76.3B
$1.31M 0.1%
32,100
+10,695
+50% +$428K
DOV icon
192
Dover
DOV
$28.3B
$1.3M 0.1%
8,370
+65
+0.8% +$10.8K
NOC icon
193
Northrop Grumman
NOC
$79.2B
$1.29M 0.1%
3,586
+2,033
+131% +$735K
BX icon
194
Blackstone
BX
$109B
$1.28M 0.1%
11,001
+369
+3% +$42.8K
MU icon
195
Micron Technology
MU
$1.01T
$1.28M 0.1%
+17,995
New +$1.35M
FPXI icon
196
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
$1.27M 0.1%
19,782
+2,945
+17% +$198K
BFK
197
DELISTED
BlackRock Municipal Income Trust
BFK
$1.26M 0.1%
85,145
+2,490
+3% +$38.6K
MDT icon
198
Medtronic
MDT
$110B
$1.26M 0.1%
10,017
+4,472
+81% +$579K
ETSY icon
199
Etsy
ETSY
$8.15B
$1.25M 0.1%
6,012
-1,274
-17% -$258K
RPV icon
200
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$1.24M 0.1%
16,316
-5,085
-24% -$387K
6 7
8
9 10

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.