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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVRD
176
Tvardi Therapeutics
TVRD
$19.7M
$662K 0.11%
938
-42
-4% -$25.1K
CQP icon
177
Cheniere Energy
CQP
$31.9B
$650K 0.11%
15,500
+9,500
+158% +$392K
IEFA icon
178
iShares Core MSCI EAFE ETF
IEFA
$190B
$650K 0.11%
10,693
+414
+4% +$24.4K
IWD icon
179
iShares Russell 1000 Value ETF
IWD
$82.2B
$647K 0.11%
5,237
+763
+17% +$91.7K
XLC icon
180
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$616K 0.11%
13,168
+8,235
+167% +$375K
VPL icon
181
Vanguard FTSE Pacific ETF
VPL
$8.08B
$614K 0.11%
9,324
– –
XLF icon
182
State Street Financial Select Sector SPDR ETF
XLF
$57.6B
$614K 0.11%
23,898
+2,165
+10% +$55.9K
JHY
183
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$614K 0.11%
61,798
– –
RDS.A
184
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$607K 0.11%
9,703
+1,277
+15% +$78.9K
ESI icon
185
Element Solutions
ESI
$8.95B
$606K 0.11%
60,000
– –
SIVB
186
DELISTED
SVB Financial Group
SIVB
$605K 0.1%
2,719
– –
PDP icon
187
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$595K 0.1%
10,491
-1,750
-14% -$93.2K
ABT icon
188
Abbott
ABT
$183B
$594K 0.1%
7,427
-11,643
-61% -$866K
BIV icon
189
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$592K 0.1%
7,055
-117,234
-94% -$9.65M
GSK icon
190
GSK
GSK
$104B
$592K 0.1%
11,334
+2,193
+24% +$110K
PANW icon
191
Palo Alto Networks
PANW
$270B
$592K 0.1%
14,616
+2,520
+21% +$93.5K
PEP icon
192
PepsiCo
PEP
$190B
$585K 0.1%
4,772
+143
+3% +$16.3K
SHW icon
193
Sherwin-Williams
SHW
$82.7B
$576K 0.1%
4,011
-33
-0.8% -$4.59K
CRM icon
194
Salesforce
CRM
$151B
$573K 0.1%
3,617
-2,233
-38% -$346K
RTX icon
195
RTX Corp
RTX
$290B
$567K 0.1%
6,984
+625
+10% +$47.5K
JMBS icon
196
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$564K 0.1%
+10,977
New +$557K
RDVY icon
197
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$549K 0.1%
18,400
-33,600
-65% -$984K
BX icon
198
Blackstone
BX
$102B
$547K 0.09%
15,628
+1,840
+13% +$61.4K
IWB icon
199
iShares Russell 1000 ETF
IWB
$48.2B
$541K 0.09%
+3,436
New +$519K
HYLS icon
200
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$535K 0.09%
11,195
+3,390
+43% +$160K
6 7
8
9 10

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SM
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BA
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HIH
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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.