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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPO icon
176
XPO
XPO
$23.5B
$550K 0.12%
27,864
-3,389
-11% -$93.9K
TSLA icon
177
Tesla
TSLA
$1.23T
$533K 0.11%
24,045
-3,630
-13% -$78.1K
SHW icon
178
Sherwin-Williams
SHW
$82.7B
$530K 0.11%
4,044
-24
-0.6% -$3.24K
XLF icon
179
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$518K 0.11%
21,733
-4,423
-17% -$115K
SIVB
180
DELISTED
SVB Financial Group
SIVB
$516K 0.11%
2,719
-437
-14% -$107K
PEP icon
181
PepsiCo
PEP
$190B
$512K 0.11%
4,629
-275
-6% -$31K
EFAV icon
182
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$502K 0.11%
+7,527
New +$517K
ACWX icon
183
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$500K 0.1%
+11,917
New +$525K
HRL icon
184
Hormel Foods
HRL
$13.8B
$499K 0.1%
11,686
+942
+9% +$40.6K
IWD icon
185
iShares Russell 1000 Value ETF
IWD
$82.2B
$497K 0.1%
4,474
+273
+6% +$32.7K
RDS.A
186
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$491K 0.1%
8,426
+2,560
+44% +$159K
GMZ
187
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$491K 0.1%
+10,015
New +$570K
TVRD
188
Tvardi Therapeutics
TVRD
$19.7M
$459K 0.1%
980
-43
-4% -$27.7K
ITW icon
189
Illinois Tool Works
ITW
$82.6B
$455K 0.1%
3,552
-1,342
-27% -$177K
JKHY icon
190
Jack Henry & Associates
JKHY
$10.9B
$448K 0.09%
3,539
+65
+2% +$9.23K
NAC icon
191
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$446K 0.09%
35,000
– –
SHOP icon
192
Shopify
SHOP
$152B
$444K 0.09%
32,090
+7,840
+32% +$110K
JPS
193
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$441K 0.09%
+53,252
New +$441K
I
194
DELISTED
INTELSAT S. A.
I
$438K 0.09%
20,500
-100
-0.5% -$2.7K
GSK icon
195
GSK
GSK
$104B
$437K 0.09%
9,141
+1,008
+12% +$49.6K
RTX icon
196
RTX Corp
RTX
$290B
$427K 0.09%
6,359
-499
-7% -$39.2K
TWTR
197
DELISTED
Twitter, Inc.
TWTR
$416K 0.09%
+14,452
New +$453K
IJK icon
198
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$413K 0.09%
8,640
-2,020
-19% -$106K
AGN
199
DELISTED
Allergan plc
AGN
$413K 0.09%
3,091
-340
-10% -$55.7K
BX icon
200
Blackstone
BX
$102B
$411K 0.09%
13,788
+4,487
+48% +$148K
6 7
8
9 10

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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.