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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
151
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$1.72M 0.13%
34,290
+13,429
+64% +$676K
FPEI icon
152
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$1.72M 0.13%
88,448
+46,800
+112% +$925K
TXN icon
153
Texas Instruments
TXN
$254B
$1.71M 0.13%
9,309
+949
+11% +$167K
FNOV icon
154
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$1.7M 0.13%
44,958
+11,245
+33% +$421K
AMLP icon
155
Alerian MLP ETF
AMLP
$12.9B
$1.69M 0.13%
44,184
-842
-2% -$31K
OKE icon
156
Oneok
OKE
$55.4B
$1.67M 0.13%
23,571
-103
-0.4% -$6.59K
NLY icon
157
Annaly Capital Management
NLY
$17.1B
$1.66M 0.13%
58,994
-1,431
-2% -$42.5K
SCHW
158
Charles Schwab
SCHW
$187B
$1.65M 0.13%
19,605
+701
+4% +$61.7K
VTIP icon
159
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.65M 0.13%
32,244
+22,140
+219% +$1.14M
NFLX icon
160
Netflix
NFLX
$307B
$1.64M 0.13%
43,830
+13,340
+44% +$555K
IJR icon
161
iShares Core S&P Small-Cap ETF
IJR
$111B
$1.64M 0.13%
15,213
-9,277
-38% -$1M
BCE icon
162
BCE
BCE
$21.2B
$1.63M 0.13%
29,312
+270
+0.9% +$14.3K
IWY icon
163
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$1.63M 0.13%
10,229
-6,129
-37% -$955K
INTC icon
164
Intel
INTC
$503B
$1.62M 0.12%
32,698
+9,280
+40% +$460K
VHT icon
165
Vanguard Health Care ETF
VHT
$18.4B
$1.58M 0.12%
6,210
-23
-0.4% -$5.68K
PANW icon
166
Palo Alto Networks
PANW
$293B
$1.55M 0.12%
14,976
+4,944
+49% +$442K
FOCT icon
167
FT Vest US Equity Buffer ETF October
FOCT
$1.18B
$1.51M 0.12%
43,221
– –
MCD icon
168
McDonald's
MCD
$196B
$1.51M 0.12%
6,098
-2,812
-32% -$700K
TWLO icon
169
Twilio
TWLO
$29.3B
$1.51M 0.12%
9,149
-14
-0.2% -$2.55K
PSX icon
170
Phillips 66
PSX
$82.4B
$1.51M 0.12%
17,443
+1
+0% +$84
GDX icon
171
VanEck Gold Miners ETF
GDX
$25.6B
$1.5M 0.12%
39,175
-1,315
-3% -$44.7K
NUSC icon
172
Nuveen ESG Small-Cap ETF
NUSC
$1.32B
$1.5M 0.12%
37,569
-200
-0.5% -$7.9K
ISTB icon
173
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$1.48M 0.11%
30,603
-3,846
-11% -$190K
VGT icon
174
Vanguard Information Technology ETF
VGT
$147B
$1.47M 0.11%
28,304
+4,824
+21% +$248K
FCX icon
175
Freeport-McMoran
FCX
$95.5B
$1.47M 0.11%
29,461
+5,806
+25% +$257K
5 6
7
8 9

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.