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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAC icon
151
SBA Communications
SBAC
$18.8B
$1.81M 0.14%
5,483
+7
+0.1% +$2.42K
SRE icon
152
Sempra
SRE
$56.3B
$1.81M 0.14%
28,594
+582
+2% +$38.4K
SHV icon
153
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.76M 0.14%
+15,940
New +$1.76M
SHY icon
154
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$1.76M 0.14%
+20,408
New +$1.76M
ORCL icon
155
Oracle
ORCL
$414B
$1.73M 0.13%
19,840
+869
+5% +$76.8K
CIBR icon
156
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.4B
$1.69M 0.13%
34,754
+503
+1% +$24.9K
XLF icon
157
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$1.69M 0.13%
45,030
+4,358
+11% +$163K
SOFI icon
158
SoFi Technologies
SOFI
$24.1B
$1.68M 0.13%
106,073
+47,258
+80% +$741K
QQQH
159
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$1.67M 0.13%
+30,358
New +$1.73M
TIP icon
160
iShares TIPS Bond ETF
TIP
$14.5B
$1.67M 0.13%
+13,042
New +$1.68M
TTD icon
161
Trade Desk
TTD
$9B
$1.66M 0.13%
23,582
-9,921
-30% -$767K
AWH
162
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$1.66M 0.13%
33,947
+2,563
+8% +$158K
ISTB icon
163
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$1.64M 0.13%
32,189
+2,350
+8% +$120K
GS icon
164
Goldman Sachs
GS
$316B
$1.64M 0.13%
4,338
-96
-2% -$37.5K
IWO icon
165
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.63M 0.13%
5,559
+929
+20% +$279K
DHR icon
166
Danaher
DHR
$139B
$1.63M 0.13%
6,039
+5,096
+540% +$1.39M
XLI icon
167
State Street Industrial Select Sector SPDR ETF
XLI
$34.1B
$1.62M 0.12%
16,555
+691
+4% +$71K
UPS icon
168
United Parcel Service
UPS
$91.8B
$1.62M 0.12%
+8,890
New +$1.75M
GXO icon
169
GXO Logistics
GXO
$5.6B
$1.59M 0.12%
+20,240
New +$1.59M
NLY icon
170
Annaly Capital Management
NLY
$17.1B
$1.58M 0.12%
46,891
+11,628
+33% +$400K
XYZ
171
Block Inc
XYZ
$50.4B
$1.58M 0.12%
+6,580
New +$1.69M
QCLN icon
172
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$623M
$1.56M 0.12%
24,908
-759
-3% -$49.7K
NSC icon
173
Norfolk Southern
NSC
$76.5B
$1.53M 0.12%
6,401
+44
+0.7% +$11.3K
PLTR icon
174
Palantir
PLTR
$389B
$1.52M 0.12%
63,408
+25,920
+69% +$632K
PCI
175
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.51M 0.12%
71,278
+4,604
+7% +$101K
5 6
7
8 9

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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.