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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
+$93.9M
Cap. Flow %
10.97%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$22.9M
2
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$16.1M
3
VZ icon
Verizon
VZ
+$13.3M
4
V icon
Visa
V
+$9.92M
5
GLD icon
SPDR Gold Trust
GLD
+$9.37M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.14M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$6.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.33M

Sector Composition

Rank Sector Weight
1 Technology 11.75%
2 Healthcare 8.43%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
151
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.02M 0.12%
10,049
-1,611
-14% -$164K
FPXI icon
152
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$296M
$1.02M 0.12%
15,497
+1,833
+13% +$130K
KOMP icon
153
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.74B
$1.02M 0.12%
+15,059
New +$1.02M
SOFI icon
154
SoFi Technologies
SOFI
$23.5B
$1.02M 0.12%
+59,295
New +$1.17M
FTHY
155
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$496M
$1M 0.12%
50,557
-150
-0.3% -$2.96K
SBUX icon
156
Starbucks
SBUX
$121B
$996K 0.12%
9,115
-150
-2% -$15.7K
GS icon
157
Goldman Sachs
GS
$309B
$968K 0.11%
2,961
+461
+18% +$144K
NUSC icon
158
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$945K 0.11%
21,956
+2,215
+11% +$93.5K
BLK icon
159
Blackrock
BLK
$176B
$941K 0.11%
1,248
+663
+113% +$481K
XLV icon
160
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$932K 0.11%
7,987
-3,194
-29% -$369K
ORCL icon
161
Oracle
ORCL
$416B
$929K 0.11%
13,239
+8,293
+168% +$537K
KMI icon
162
Kinder Morgan
KMI
$69.3B
$916K 0.11%
55,024
+604
+1% +$9.22K
RTX icon
163
RTX Corp
RTX
$300B
$895K 0.1%
11,584
-322
-3% -$23.5K
JNK icon
164
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$892K 0.1%
+28,973
New +$3.15M
PDP icon
165
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$892K 0.1%
+10,479
New +$918K
SPAB icon
166
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$881K 0.1%
+29,702
New +$896K
SHY icon
167
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$877K 0.1%
+10,163
New +$877K
BLE
168
DELISTED
BlackRock Municipal Income Trust II
BLE
$874K 0.1%
57,251
+1,870
+3% +$28.7K
UBER icon
169
Uber
UBER
$139B
$874K 0.1%
16,039
-30,025
-65% -$1.68M
ORLY icon
170
O'Reilly Automotive
ORLY
$76.3B
$867K 0.1%
25,635
+2,100
+9% +$65.1K
PAVE icon
171
Global X US Infrastructure Development ETF
PAVE
$15.1B
$851K 0.1%
+33,965
New +$781K
FPEI icon
172
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$842K 0.1%
41,550
– –
NZF icon
173
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$834K 0.1%
51,614
+1,904
+4% +$30.7K
ETN icon
174
Eaton
ETN
$174B
$830K 0.1%
6,003
+330
+6% +$42.5K
IEFA icon
175
iShares Core MSCI EAFE ETF
IEFA
$194B
$821K 0.1%
11,388
+3,979
+54% +$284K
5 6
7
8 9

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SM
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HIH
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CRCM
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B. Riley Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, B. Riley Wealth Management held 504 positions worth $856M, up 10% from $775M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Management deployed $93.9M of net new capital in Q1 2021, opening 119 new positions and adding to 139 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.6M trimmed.

  • B. Riley Wealth Management's largest Q1 2021 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q1 2021, an estimated $22.9M increase.
  • B. Riley Wealth Management's biggest Q1 2021 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.6M.
  • B. Riley Wealth Management fully exited PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q1 2021, selling an estimated $9.32M.
  • B. Riley Wealth Management's ten largest holdings make up 24% of its $856M portfolio in Q1 2021.
  • B. Riley Wealth Management opened 119 new positions and closed 72 in Q1 2021.
  • B. Riley Wealth Management's portfolio value rose 10% quarter-over-quarter to $856M.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.