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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
151
Invesco Preferred ETF
PGX
$3.78B
$939K 0.12%
61,505
-20,782
-25% -$312K
FDX icon
152
FedEx
FDX
$74.7B
$934K 0.12%
3,599
-2,343
-39% -$649K
PAPR icon
153
Innovator US Equity Power Buffer ETF April
PAPR
$959M
$916K 0.12%
33,569
-21,110
-39% -$570K
PWZ icon
154
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$894K 0.12%
57,112
-1,396
-2% -$38.7K
PGHY icon
155
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$884K 0.11%
39,800
-465
-1% -$10.2K
SYY icon
156
Sysco
SYY
$40.4B
$878K 0.11%
11,820
+585
+5% +$40.2K
BLE
157
DELISTED
BlackRock Municipal Income Trust II
BLE
$854K 0.11%
55,381
+1,730
+3% +$26.1K
RTX icon
158
RTX Corp
RTX
$301B
$851K 0.11%
11,906
-9,523
-44% -$626K
FPEI icon
159
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$847K 0.11%
41,550
– –
TCP
160
DELISTED
TC Pipelines LP
TCP
$806K 0.1%
27,385
– –
NZF icon
161
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$801K 0.1%
49,710
-193
-0.4% -$2.95K
CSQ icon
162
Calamos Strategic Total Return Fund
CSQ
$3.33B
$775K 0.1%
49,059
+6,580
+15% +$95.7K
HQH
163
abrdn Healthcare Investors
HQH
$1.31B
$759K 0.1%
31,832
-90,626
-74% -$1.97M
NUSC icon
164
Nuveen ESG Small-Cap ETF
NUSC
$1.32B
$757K 0.1%
+19,741
New +$683K
VGT icon
165
Vanguard Information Technology ETF
VGT
$147B
$755K 0.1%
17,072
-11,968
-41% -$492K
AXP icon
166
American Express
AXP
$231B
$750K 0.1%
6,206
+695
+13% +$77K
KMI icon
167
Kinder Morgan
KMI
$69.7B
$744K 0.1%
54,420
-105,211
-66% -$1.41M
HPQ icon
168
HP
HPQ
$25.8B
$739K 0.1%
30,039
-3,412
-10% -$71.6K
ISRG icon
169
Intuitive Surgical
ISRG
$132B
$734K 0.09%
2,691
-204
-7% -$50.7K
MBSD icon
170
FlexShares Disciplined Duration MBS Index Fund
MBSD
$88.7M
$715K 0.09%
29,730
+840
+3% +$20.2K
ORLY icon
171
O'Reilly Automotive
ORLY
$76.2B
$710K 0.09%
23,535
+6,645
+39% +$201K
SLQD icon
172
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$709K 0.09%
13,576
– –
NLY icon
173
Annaly Capital Management
NLY
$17.1B
$696K 0.09%
20,602
+14,438
+234% +$447K
ETN icon
174
Eaton
ETN
$174B
$682K 0.09%
5,673
-2,543
-31% -$287K
VCIT icon
175
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$669K 0.09%
6,885
+783
+13% +$75.4K
5 6
7
8 9

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.