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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
151
Vanguard Health Care ETF
VHT
$18.4B
$969K 0.11%
4,749
+2,385
+101% +$483K
XLF icon
152
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$958K 0.11%
39,804
+2,784
+8% +$67.7K
PCI
153
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$949K 0.11%
47,273
+25,758
+120% +$492K
WORK
154
DELISTED
Slack Technologies, Inc.
WORK
$917K 0.11%
34,148
+4,942
+17% +$145K
DOV icon
155
Dover
DOV
$28.4B
$900K 0.11%
8,305
-162
-2% -$17.3K
AMLP icon
156
Alerian MLP ETF
AMLP
$12.9B
$899K 0.11%
44,972
+3,148
+8% +$72.8K
PWZ icon
157
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$885K 0.1%
+58,508
New +$1.62M
BRK.A icon
158
Berkshire Hathaway Class A
BRK.A
$1.13T
$884K 0.1%
+2,651
New +$813M
FTCS icon
159
First Trust Capital Strength ETF
FTCS
$7.93B
$882K 0.1%
+13,940
New +$871K
PGHY icon
160
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$870K 0.1%
40,265
-3,472
-8% -$75.1K
FXL icon
161
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$863K 0.1%
9,487
+895
+10% +$78.8K
HCA icon
162
HCA Healthcare
HCA
$88.5B
$856K 0.1%
+6,863
New +$849K
BYND icon
163
Beyond Meat
BYND
$272M
$844K 0.1%
+5,085
New +$689K
ETN icon
164
Eaton
ETN
$174B
$838K 0.1%
8,216
+3,045
+59% +$298K
TRGP icon
165
Targa Resources
TRGP
$57.6B
$833K 0.1%
59,397
+41,756
+237% +$733K
SBUX icon
166
Starbucks
SBUX
$120B
$830K 0.1%
9,665
-31,368
-76% -$2.5M
VAW icon
167
Vanguard Materials ETF
VAW
$3.08B
$825K 0.1%
+6,130
New +$812K
ESTC icon
168
Elastic
ESTC
$7.27B
$820K 0.1%
7,599
+2,034
+37% +$200K
XLI icon
169
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$819K 0.1%
10,643
+2,901
+37% +$217K
RDVY icon
170
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$808K 0.1%
24,695
-14,262
-37% -$463K
FPEI icon
171
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$805K 0.1%
41,550
-1,731
-4% -$33.4K
DKL icon
172
Delek Logistics
DKL
$3.13B
$800K 0.09%
+28,194
New +$830K
MUNI icon
173
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$800K 0.09%
14,235
-200
-1% -$11.3K
BLE
174
DELISTED
BlackRock Municipal Income Trust II
BLE
$799K 0.09%
53,651
+16,721
+45% +$255K
JPST icon
175
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$791K 0.09%
+15,576
New +$791K
5 6
7
8 9

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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.