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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLPI icon
151
Gaming and Leisure Properties
GLPI
$12.7B
$947K 0.14%
22,000
-900
-4% -$36.9K
BA icon
152
Boeing
BA
$171B
$927K 0.14%
2,844
-73
-3% -$25.8K
SHW icon
153
Sherwin-Williams
SHW
$82.7B
$919K 0.14%
4,725
-6
-0.1% -$1.14K
MNTV
154
DELISTED
Momentive Global Inc. Common Stock
MNTV
$894K 0.13%
50,000
– –
CAT icon
155
Caterpillar
CAT
$375B
$887K 0.13%
6,009
+1,618
+37% +$226K
PHYS icon
156
Sprott Physical Gold
PHYS
$14.6B
$881K 0.13%
72,357
-1,016
-1% -$12.1K
IJH icon
157
iShares Core S&P Mid-Cap ETF
IJH
$122B
$869K 0.13%
21,110
-500
-2% -$19.8K
PGHY icon
158
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$868K 0.13%
+38,089
New +$869K
FPEI icon
159
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$867K 0.13%
43,230
+50
+0.1% +$995
UNH icon
160
UnitedHealth
UNH
$376B
$863K 0.13%
2,936
-6,233
-68% -$1.63M
HPQ icon
161
HP
HPQ
$24.9B
$847K 0.13%
41,229
-3,768
-8% -$71.4K
PGX icon
162
Invesco Preferred ETF
PGX
$3.81B
$840K 0.13%
55,977
+2,558
+5% +$38.2K
IVW icon
163
iShares S&P 500 Growth ETF
IVW
$73.8B
$832K 0.12%
17,188
-2,728
-14% -$126K
EMB icon
164
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$831K 0.12%
7,261
-2,001
-22% -$226K
LMBS icon
165
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$821K 0.12%
15,842
+3,990
+34% +$207K
HYLS icon
166
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$809K 0.12%
16,591
+1,020
+7% +$49.3K
IEMG icon
167
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$805K 0.12%
14,974
-905
-6% -$46.6K
IWB icon
168
iShares Russell 1000 ETF
IWB
$48.2B
$799K 0.12%
4,478
+45
+1% +$7.68K
NOBL icon
169
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$798K 0.12%
21,102
+15,202
+258% +$558K
SCHX icon
170
Schwab US Large- Cap ETF
SCHX
$71.8B
$783K 0.12%
61,152
-1,944
-3% -$23.8K
C icon
171
Citigroup
C
$222B
$760K 0.11%
9,514
+104
+1% +$7.68K
NFLX icon
172
Netflix
NFLX
$299B
$736K 0.11%
22,740
+140
+0.6% +$4.15K
EEM icon
173
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$734K 0.11%
16,353
+5,524
+51% +$237K
BIL icon
174
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$728K 0.11%
7,967
-25,775
-76% -$2.36M
VPL icon
175
Vanguard FTSE Pacific ETF
VPL
$8.08B
$723K 0.11%
10,390
+1,066
+11% +$73.1K
5 6
7
8 9

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.