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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
151
AbbVie
ABBV
$443B
$858K 0.15%
10,640
+2,163
+26% +$177K
SBUX icon
152
Starbucks
SBUX
$120B
$842K 0.15%
11,326
+4,988
+79% +$343K
PGX icon
153
Invesco Preferred ETF
PGX
$3.81B
$839K 0.15%
57,881
+4,829
+9% +$68.7K
IJH icon
154
iShares Core S&P Mid-Cap ETF
IJH
$122B
$827K 0.14%
21,840
+1,750
+9% +$64.6K
AMLP icon
155
Alerian MLP ETF
AMLP
$13B
$816K 0.14%
16,262
+10,100
+164% +$495K
SHOP icon
156
Shopify
SHOP
$152B
$805K 0.14%
38,970
+6,880
+21% +$121K
SPLV icon
157
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$804K 0.14%
15,272
+9,942
+187% +$498K
STZ icon
158
Constellation Brands
STZ
$22.2B
$796K 0.14%
+4,539
New +$764K
FPEI icon
159
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$772K 0.13%
40,600
-1,600
-4% -$29.9K
IMMU
160
DELISTED
Immunomedics Inc
IMMU
$771K 0.13%
40,125
+600
+2% +$9.67K
GNR icon
161
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
$770K 0.13%
16,656
-150
-0.9% -$6.74K
FXL icon
162
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$757K 0.13%
11,841
-8,915
-43% -$537K
XLP icon
163
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$738K 0.13%
7,498
+2,571
+52% +$138K
XLY icon
164
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$732K 0.13%
18,428
+5,086
+38% +$276K
VCLT icon
165
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$728K 0.13%
7,955
-290
-4% -$25.5K
AFT
166
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$727K 0.13%
49,055
-500
-1% -$7.39K
PHYS icon
167
Sprott Physical Gold
PHYS
$14.6B
$714K 0.12%
68,348
-436
-0.6% -$4.59K
JHD
168
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$710K 0.12%
71,743
+444
+0.6% +$4.4K
TSS
169
DELISTED
Total System Services, Inc.
TSS
$709K 0.12%
7,466
– –
ACWX icon
170
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$708K 0.12%
15,310
+3,393
+28% +$153K
MDLZ icon
171
Mondelez International
MDLZ
$79.5B
$695K 0.12%
13,915
+4,859
+54% +$223K
IBB icon
172
iShares Biotechnology ETF
IBB
$9.34B
$686K 0.12%
6,134
+290
+5% +$31.8K
JCO
173
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$679K 0.12%
70,459
+2,236
+3% +$21K
C icon
174
Citigroup
C
$222B
$676K 0.12%
10,859
-811
-7% -$50.4K
NVDA icon
175
NVIDIA
NVDA
$4.86T
$676K 0.12%
150,480
-33,360
-18% -$129K
5 6
7
8 9

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HIH
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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.