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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNR icon
151
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
$693K 0.15%
+16,806
New +$765K
FTSM icon
152
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$688K 0.14%
+11,500
New +$690K
IWM icon
153
iShares Russell 2000 ETF
IWM
$79.8B
$688K 0.14%
5,140
+1,993
+63% +$297K
XLE icon
154
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$685K 0.14%
+23,874
New +$799K
XYZ
155
Block Inc
XYZ
$48.4B
$668K 0.14%
11,912
+3,839
+48% +$271K
IJH icon
156
iShares Core S&P Mid-Cap ETF
IJH
$122B
$667K 0.14%
20,090
+14,195
+241% +$518K
TRGP icon
157
Targa Resources
TRGP
$58B
$667K 0.14%
18,507
+2,230
+14% +$108K
XLY icon
158
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$660K 0.14%
13,342
+3,440
+35% +$182K
IBM icon
159
IBM
IBM
$211B
$656K 0.14%
6,035
-1,556
-20% -$187K
KYN icon
160
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$650K 0.14%
+47,208
New +$756K
BRT
161
BRT Apartments
BRT
$281M
$648K 0.14%
+56,616
New +$649K
XMLV icon
162
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$623K 0.13%
+14,030
New +$657K
ESI icon
163
Element Solutions
ESI
$8.95B
$620K 0.13%
+60,000
New +$661K
NVDA icon
164
NVIDIA
NVDA
$4.86T
$614K 0.13%
183,840
+34,840
+23% +$167K
JHY
165
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$613K 0.13%
61,798
+722
+1% +$7.06K
C icon
166
Citigroup
C
$222B
$608K 0.13%
11,670
-1,239
-10% -$78.5K
TSS
167
DELISTED
Total System Services, Inc.
TSS
$607K 0.13%
7,466
– –
PDP icon
168
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$593K 0.12%
12,241
+2,466
+25% +$129K
JCO
169
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$577K 0.12%
68,223
+18,720
+38% +$172K
EMLC icon
170
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$573K 0.12%
17,372
+7,564
+77% +$247K
FVC icon
171
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$566K 0.12%
24,159
-21,628
-47% -$548K
IEFA icon
172
iShares Core MSCI EAFE ETF
IEFA
$190B
$565K 0.12%
+10,279
New +$603K
VPL icon
173
Vanguard FTSE Pacific ETF
VPL
$8.08B
$565K 0.12%
+9,324
New +$604K
IBB icon
174
iShares Biotechnology ETF
IBB
$9.34B
$564K 0.12%
5,844
+3,562
+156% +$378K
IMMU
175
DELISTED
Immunomedics Inc
IMMU
$564K 0.12%
39,525
-7,089
-15% -$141K
5 6
7
8 9

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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.