We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYD icon
126
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.71B
$2.16M 0.17%
49,175
+11,377
+30% +$490K
ICSH icon
127
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$2.16M 0.17%
+43,000
New +$2.16M
APH icon
128
Amphenol
APH
$210B
$2.15M 0.17%
56,960
+3,228
+6% +$125K
MDY icon
129
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$2.13M 0.16%
4,343
-1,231
-22% -$599K
LOW icon
130
Lowe's Companies
LOW
$122B
$2.13M 0.16%
10,526
-1,543
-13% -$355K
SYK icon
131
Stryker
SYK
$129B
$2.1M 0.16%
7,874
-2,163
-22% -$560K
MMM icon
132
3M
MMM
$93.2B
$2.1M 0.16%
16,873
+922
+6% +$123K
SLQD icon
133
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$2.06M 0.16%
41,712
-3,805
-8% -$191K
XLE icon
134
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$2.04M 0.16%
53,440
+17,142
+47% +$594K
PDI icon
135
PIMCO Dynamic Income Fund
PDI
$7.41B
$2.03M 0.16%
83,313
+20,945
+34% +$515K
UPS icon
136
United Parcel Service
UPS
$87.8B
$2.02M 0.16%
9,410
+257
+3% +$54.6K
SRE icon
137
Sempra
SRE
$55.1B
$2M 0.15%
23,838
-618
-3% -$44.4K
HPF
138
John Hancock Preferred Income Fund II
HPF
$344M
$2M 0.15%
105,105
-1,057
-1% -$20.2K
SHOP icon
139
Shopify
SHOP
$190B
$1.95M 0.15%
28,870
+3,230
+13% +$265K
ORLY icon
140
O'Reilly Automotive
ORLY
$76.2B
$1.89M 0.15%
41,325
+3,225
+8% +$144K
DHR icon
141
Danaher
DHR
$141B
$1.87M 0.14%
7,199
+596
+9% +$149K
SBAC icon
142
SBA Communications
SBAC
$19.4B
$1.87M 0.14%
5,425
-41
-0.8% -$13.3K
CMCSA icon
143
Comcast
CMCSA
$89.3B
$1.86M 0.14%
39,762
-4,570
-10% -$220K
NSC icon
144
Norfolk Southern
NSC
$76.9B
$1.83M 0.14%
6,423
+15
+0.2% +$4.13K
DNOV icon
145
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
$1.82M 0.14%
52,464
+39,340
+300% +$1.35M
BAC icon
146
Bank of America
BAC
$441B
$1.8M 0.14%
43,771
-274,227
-86% -$12.4M
JPS
147
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.8M 0.14%
214,583
-3,925
-2% -$34.5K
QCLN icon
148
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$1.8M 0.14%
27,809
-2,039
-7% -$121K
PARA
149
DELISTED
Paramount Global Class B
PARA
$1.79M 0.14%
47,272
-40,400
-46% -$1.38M
ABT icon
150
Abbott
ABT
$187B
$1.76M 0.14%
14,849
+1,232
+9% +$153K
4 5
6
7 8

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.