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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
126
3M
MMM
$93.9B
$2.37M 0.16%
15,951
-343
-2% -$51.1K
STWD icon
127
Starwood Property Trust
STWD
$6.01B
$2.36M 0.16%
97,092
+13,275
+16% +$335K
APH icon
128
Amphenol
APH
$212B
$2.35M 0.16%
53,732
+1,962
+4% +$79.4K
SLQD icon
129
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$2.32M 0.16%
45,517
+473
+1% +$24.2K
DWM icon
130
WisdomTree International Equity Fund
DWM
$691M
$2.31M 0.16%
42,652
+2,364
+6% +$127K
VCR icon
131
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$2.3M 0.16%
6,756
+19
+0.3% +$6.38K
D icon
132
Dominion Energy
D
$60B
$2.29M 0.16%
29,101
-3,054
-9% -$230K
PAVE icon
133
Global X US Infrastructure Development ETF
PAVE
$15.1B
$2.25M 0.16%
77,979
+1,465
+2% +$40.7K
CMCSA icon
134
Comcast
CMCSA
$87.8B
$2.23M 0.15%
44,332
+1,080
+2% +$56.3K
HPF
135
John Hancock Preferred Income Fund II
HPF
$344M
$2.22M 0.15%
106,162
-1,325
-1% -$28.4K
HYS icon
136
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$2.22M 0.15%
22,356
+2,266
+11% +$224K
AMD icon
137
Advanced Micro Devices
AMD
$786B
$2.17M 0.15%
15,087
-7,662
-34% -$1.03M
SHY icon
138
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$2.16M 0.15%
25,300
+4,892
+24% +$420K
VAW icon
139
Vanguard Materials ETF
VAW
$3.11B
$2.16M 0.15%
10,973
+92
+0.8% +$17.3K
MINT icon
140
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.15M 0.15%
21,222
-511
-2% -$52K
SBAC icon
141
SBA Communications
SBAC
$18.9B
$2.13M 0.15%
5,466
-17
-0.3% -$5.97K
JPS
142
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.12M 0.15%
218,508
+2,278
+1% +$22K
TIP icon
143
iShares TIPS Bond ETF
TIP
$14.5B
$2.12M 0.15%
16,428
+3,386
+26% +$437K
FAPR icon
144
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$2.09M 0.15%
64,200
+1,000
+2% +$32K
VIS icon
145
Vanguard Industrials ETF
VIS
$8.42B
$2.09M 0.14%
10,308
+111
+1% +$22.2K
QCLN icon
146
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$616M
$2.03M 0.14%
29,848
+4,940
+20% +$356K
FDN icon
147
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$2M 0.14%
8,863
+1,172
+15% +$277K
CIBR icon
148
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.2B
$1.97M 0.14%
37,216
+2,462
+7% +$129K
UPS icon
149
United Parcel Service
UPS
$91.5B
$1.96M 0.14%
9,153
+263
+3% +$53.5K
PHYS icon
150
Sprott Physical Gold
PHYS
$15.3B
$1.96M 0.14%
136,247
-1,927
-1% -$27.2K
4 5
6
7 8

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PGF
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HIH
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.