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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
126
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$2.18M 0.17%
+19,215
New +$2.22M
DWM icon
127
WisdomTree International Equity Fund
DWM
$691M
$2.13M 0.16%
40,288
-107
-0.3% -$5.9K
JPS
128
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.12M 0.16%
216,230
+3,890
+2% +$38.8K
KO icon
129
Coca-Cola
KO
$374B
$2.12M 0.16%
40,366
+15,023
+59% +$837K
VCR icon
130
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$2.09M 0.16%
6,737
-112
-2% -$35.6K
MCD icon
131
McDonald's
MCD
$195B
$2.06M 0.16%
8,527
+7,649
+871% +$1.83M
LOW icon
132
Lowe's Companies
LOW
$123B
$2.05M 0.16%
+10,121
New +$2.02M
STWD icon
133
Starwood Property Trust
STWD
$6.01B
$2.05M 0.16%
83,817
-960
-1% -$24.6K
SHW icon
134
Sherwin-Williams
SHW
$89.7B
$2.01M 0.15%
+7,182
New +$2.1M
PARA
135
DELISTED
Paramount Global Class B
PARA
$2M 0.15%
50,695
-24,175
-32% -$985K
HYS icon
136
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$1.99M 0.15%
20,090
+4,044
+25% +$402K
KOMP icon
137
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.74B
$1.98M 0.15%
32,430
+1,109
+4% +$70.4K
BSTZ icon
138
BlackRock Science and Technology Term Trust
BSTZ
$2.06B
$1.95M 0.15%
50,576
+1
+0% +$41
FAPR icon
139
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$1.95M 0.15%
63,200
– –
PAVE icon
140
Global X US Infrastructure Development ETF
PAVE
$15.1B
$1.94M 0.15%
76,514
-327
-0.4% -$8.62K
VIS icon
141
Vanguard Industrials ETF
VIS
$8.42B
$1.92M 0.15%
10,197
-417
-4% -$81.8K
PHYS icon
142
Sprott Physical Gold
PHYS
$15.3B
$1.91M 0.15%
138,174
-666
-0.5% -$9.42K
APH icon
143
Amphenol
APH
$212B
$1.9M 0.15%
51,770
-404
-0.8% -$14.8K
AAXJ icon
144
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.78B
$1.89M 0.15%
+22,264
New +$1.97M
VAW icon
145
Vanguard Materials ETF
VAW
$3.11B
$1.89M 0.14%
10,881
+32
+0.3% +$5.82K
VIG icon
146
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.87M 0.14%
+12,151
New +$1.94M
NFLX icon
147
Netflix
NFLX
$309B
$1.86M 0.14%
30,470
+290
+1% +$16K
VTI icon
148
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$1.83M 0.14%
+8,249
New +$1.88M
SYY icon
149
Sysco
SYY
$40.3B
$1.83M 0.14%
23,283
+5,138
+28% +$392K
FDN icon
150
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$1.81M 0.14%
7,691
+168
+2% +$41.1K
4 5
6
7 8

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HIH
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.