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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
126
Ecolab
ECL
$79.8B
$1.25M 0.16%
5,798
-80
-1% -$16.7K
FIXD icon
127
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$1.25M 0.16%
22,882
+2,800
+14% +$154K
MELI icon
128
Mercado Libre
MELI
$92.8B
$1.23M 0.16%
734
+151
+26% +$213K
BFK
129
DELISTED
BlackRock Municipal Income Trust
BFK
$1.22M 0.16%
79,070
+946
+1% +$13.6K
PEY icon
130
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$1.21M 0.16%
69,813
-14,620
-17% -$238K
QCLN icon
131
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$1.21M 0.16%
+17,165
New +$978K
ABT icon
132
Abbott
ABT
$187B
$1.19M 0.15%
10,873
-9,207
-46% -$1M
MINT icon
133
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.19M 0.15%
11,660
+1,370
+13% +$140K
MNTV
134
DELISTED
Momentive Global Inc. Common Stock
MNTV
$1.15M 0.15%
45,000
– –
ETSY icon
135
Etsy
ETSY
$7.81B
$1.14M 0.15%
6,412
+1,147
+22% +$172K
KMB icon
136
Kimberly-Clark
KMB
$36.1B
$1.12M 0.14%
8,331
+10
+0.1% +$1.4K
BAC icon
137
Bank of America
BAC
$441B
$1.12M 0.14%
36,938
-12,281
-25% -$329K
FAAR icon
138
First Trust Alternative Absolute Return Strategy ETF
FAAR
$190M
$1.12M 0.14%
+40,901
New +$1.1M
CVX icon
139
Chevron
CVX
$371B
$1.1M 0.14%
13,048
-1,865
-13% -$151K
FIV
140
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$1.08M 0.14%
120,279
+36,568
+44% +$318K
ESI icon
141
Element Solutions
ESI
$9.37B
$1.06M 0.14%
60,000
– –
DOV icon
142
Dover
DOV
$28.4B
$1.05M 0.14%
8,305
– –
XLF icon
143
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$1.04M 0.13%
35,433
-4,371
-11% -$117K
ESTC icon
144
Elastic
ESTC
$7.27B
$1.04M 0.13%
7,098
-501
-7% -$61.6K
FTHY
145
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$496M
$1.03M 0.13%
50,707
+2,207
+5% +$44.3K
NFLX icon
146
Netflix
NFLX
$307B
$1M 0.13%
18,490
-8,680
-32% -$440K
SBUX icon
147
Starbucks
SBUX
$120B
$991K 0.13%
9,265
-400
-4% -$38.2K
HYLS icon
148
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$987K 0.13%
20,254
+15,054
+290% +$724K
BRK.A icon
149
Berkshire Hathaway Class A
BRK.A
$1.13T
$962K 0.12%
2,651
– –
FPXI icon
150
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$293M
$940K 0.12%
+13,664
New +$843K
4 5
6
7 8

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.