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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
126
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.15M 0.17%
13,720
+4,522
+49% +$364K
TWLO icon
127
Twilio
TWLO
$30B
$1.12M 0.17%
11,442
-2,177
-16% -$222K
XLF icon
128
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$1.12M 0.17%
36,345
+15,060
+71% +$442K
UBER icon
129
Uber
UBER
$143B
$1.11M 0.17%
+37,338
New +$1.11M
GPN icon
130
Global Payments
GPN
$23B
$1.1M 0.17%
6,047
– –
GOOG icon
131
Alphabet (Google) Class C
GOOG
$4.36T
$1.1M 0.17%
16,460
-1,100
-6% -$71K
JCO
132
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$1.09M 0.16%
109,196
-11,340
-9% -$112K
IDV icon
133
iShares International Select Dividend ETF
IDV
$8.45B
$1.09M 0.16%
32,427
-5,620
-15% -$181K
RDS.A
134
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.09M 0.16%
18,451
-72
-0.4% -$4.2K
DNL icon
135
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$481M
$1.07M 0.16%
32,496
+1,030
+3% +$31.8K
BAC icon
136
Bank of America
BAC
$435B
$1.07M 0.16%
30,323
-1,515
-5% -$49K
JHB
137
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$1.06M 0.16%
105,937
-289
-0.3% -$2.88K
MUB icon
138
iShares National Muni Bond ETF
MUB
$45.1B
$1.05M 0.16%
9,198
– –
NYF icon
139
iShares New York Muni Bond ETF
NYF
$1.38B
$1.04M 0.16%
18,239
– –
SBUX icon
140
Starbucks
SBUX
$120B
$1.03M 0.15%
11,750
+822
+8% +$70.1K
IVE icon
141
iShares S&P 500 Value ETF
IVE
$49B
$1.03M 0.15%
7,932
+6,095
+332% +$758K
CMF icon
142
iShares California Muni Bond ETF
CMF
$4.55B
$1.03M 0.15%
16,810
-500
-3% -$30.6K
ACWX icon
143
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$1.03M 0.15%
20,916
+1,029
+5% +$49.1K
LQD icon
144
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$997K 0.15%
7,797
-1,336
-15% -$170K
MCD icon
145
McDonald's
MCD
$192B
$987K 0.15%
4,995
+111
+2% +$22K
PYPL icon
146
PayPal
PYPL
$48.9B
$976K 0.15%
+9,027
New +$941K
RTN
147
DELISTED
Raytheon Company
RTN
$971K 0.15%
4,418
+421
+11% +$89K
GSY icon
148
Invesco Ultra Short Duration ETF
GSY
$3.86B
$966K 0.14%
19,175
+453
+2% +$22.8K
CWB icon
149
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$965K 0.14%
17,390
+3,184
+22% +$171K
IWF icon
150
iShares Russell 1000 Growth ETF
IWF
$121B
$953K 0.14%
21,664
-1,184
-5% -$49.4K
4 5
6
7 8

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HIH
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.