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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
126
Williams Companies
WMB
$87.5B
$1.05M 0.18%
43,752
-356
-0.8% -$8.97K
PEY icon
127
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$1.05M 0.18%
57,448
– –
JHB
128
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$1.05M 0.18%
106,226
+10,924
+11% +$108K
EMB icon
129
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.05M 0.18%
9,262
-130
-1% -$14.8K
MCD icon
130
McDonald's
MCD
$192B
$1.05M 0.18%
4,884
+245
+5% +$52.5K
MUB icon
131
iShares National Muni Bond ETF
MUB
$45.1B
$1.05M 0.18%
9,198
-677
-7% -$77.2K
NYF icon
132
iShares New York Muni Bond ETF
NYF
$1.38B
$1.04M 0.18%
18,239
-1,278
-7% -$73.2K
HSIC icon
133
Henry Schein
HSIC
$9.77B
$1.01M 0.18%
15,939
-160
-1% -$10.3K
SBUX icon
134
Starbucks
SBUX
$120B
$966K 0.17%
10,928
-409
-4% -$37.9K
GPN icon
135
Global Payments
GPN
$23B
$961K 0.17%
+6,047
New +$987K
GSY icon
136
Invesco Ultra Short Duration ETF
GSY
$3.86B
$944K 0.16%
18,722
+11,197
+149% +$564K
BAC icon
137
Bank of America
BAC
$435B
$929K 0.16%
31,838
-3,040
-9% -$87.4K
ACWX icon
138
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$916K 0.16%
19,887
+504
+3% +$23.1K
DNL icon
139
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$481M
$916K 0.16%
31,466
– –
IWF icon
140
iShares Russell 1000 Growth ETF
IWF
$121B
$911K 0.16%
22,848
+168
+0.7% +$6.74K
IVW icon
141
iShares S&P 500 Growth ETF
IVW
$73.8B
$896K 0.16%
19,916
-2,292
-10% -$104K
XLU icon
142
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$882K 0.15%
27,242
-19,494
-42% -$601K
GLPI icon
143
Gaming and Leisure Properties
GLPI
$12.7B
$876K 0.15%
22,900
– –
GOOS
144
Canada Goose Holdings
GOOS
$872M
$875K 0.15%
19,910
– –
PHYS icon
145
Sprott Physical Gold
PHYS
$14.6B
$867K 0.15%
73,373
-64
-0.1% -$757
SHW icon
146
Sherwin-Williams
SHW
$82.7B
$867K 0.15%
4,731
+621
+15% +$106K
MNTV
147
DELISTED
Momentive Global Inc. Common Stock
MNTV
$855K 0.15%
50,000
-34,397
-41% -$599K
HPQ icon
148
HP
HPQ
$24.9B
$851K 0.15%
44,997
-9,200
-17% -$181K
FPEI icon
149
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$847K 0.15%
43,180
+2,500
+6% +$48.9K
NTG
150
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$846K 0.15%
6,883
+700
+11% +$89.4K
4 5
6
7 8

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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.