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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
126
Lockheed Martin
LMT
$134B
$1.08M 0.19%
3,601
+87
+2% +$25.5K
XLK icon
127
State Street Technology Select Sector SPDR ETF
XLK
$117B
$1.08M 0.19%
29,218
+3,560
+14% +$122K
DIS icon
128
Walt Disney
DIS
$170B
$1.07M 0.18%
9,601
+462
+5% +$51.6K
DD icon
129
DuPont de Nemours
DD
$18.7B
$1.06M 0.18%
7,882
+1,947
+33% +$270K
EMB icon
130
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.06M 0.18%
9,629
+1,948
+25% +$210K
SNA icon
131
Snap-on
SNA
$21.3B
$1.06M 0.18%
6,768
+28
+0.4% +$4.45K
JHB
132
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$1.05M 0.18%
107,645
-953
-0.9% -$9.21K
CMF icon
133
iShares California Muni Bond ETF
CMF
$4.59B
$1.03M 0.18%
17,355
+2,403
+16% +$141K
XLU icon
134
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$991K 0.17%
+34,066
New +$947K
FTSM icon
135
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$990K 0.17%
16,505
+5,005
+44% +$300K
AGG icon
136
iShares Core US Aggregate Bond ETF
AGG
$137B
$987K 0.17%
9,048
+6,821
+306% +$731K
TWLO icon
137
Twilio
TWLO
$30.1B
$975K 0.17%
+7,551
New +$850K
HSIC icon
138
Henry Schein
HSIC
$9.9B
$964K 0.17%
16,039
-4,449
-22% -$268K
GOOS
139
Canada Goose Holdings
GOOS
$867M
$959K 0.17%
+19,963
New +$1.02M
XYZ
140
Block Inc
XYZ
$48.6B
$957K 0.17%
12,773
+861
+7% +$62.4K
KO icon
141
Coca-Cola
KO
$373B
$951K 0.16%
20,292
+659
+3% +$30.8K
VGK icon
142
Vanguard FTSE Europe ETF
VGK
$30.7B
$941K 0.16%
17,547
+1,249
+8% +$65.3K
IVW icon
143
iShares S&P 500 Growth ETF
IVW
$75.4B
$919K 0.16%
21,320
-8,364
-28% -$343K
BAC icon
144
Bank of America
BAC
$435B
$903K 0.16%
32,741
-62,726
-66% -$1.77M
NTG
145
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$902K 0.16%
6,432
+3,983
+163% +$556K
USMV icon
146
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$900K 0.16%
15,305
+642
+4% +$36K
MCD icon
147
McDonald's
MCD
$191B
$880K 0.15%
4,635
-224
-5% -$40.7K
SPLK
148
DELISTED
Splunk Inc
SPLK
$880K 0.15%
7,069
-1,785
-20% -$223K
DNL icon
149
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$483M
$878K 0.15%
31,466
-2,782
-8% -$74.5K
QQEW icon
150
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.76B
$859K 0.15%
+13,375
New +$819K
4 5
6
7 8

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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.