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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
126
McDonald's
MCD
$192B
$863K 0.18%
4,859
+1,255
+35% +$223K
COST icon
127
Costco
COST
$422B
$859K 0.18%
4,218
+1,263
+43% +$282K
PFF icon
128
iShares Preferred and Income Securities ETF
PFF
$13.3B
$858K 0.18%
25,059
+17,856
+248% +$632K
DNL icon
129
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$481M
$845K 0.18%
+34,248
New +$893K
FDN icon
130
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$842K 0.18%
7,217
+1,739
+32% +$216K
GLD icon
131
SPDR Gold Trust
GLD
$131B
$818K 0.17%
6,743
+3,393
+101% +$394K
DD icon
132
DuPont de Nemours
DD
$18.5B
$803K 0.17%
5,935
+422
+8% +$60.6K
CRM icon
133
Salesforce
CRM
$151B
$801K 0.17%
5,850
+2,347
+67% +$323K
EMB icon
134
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$798K 0.17%
7,681
+4,794
+166% +$501K
XLK icon
135
State Street Technology Select Sector SPDR ETF
XLK
$115B
$795K 0.17%
25,658
+1,808
+8% +$61.2K
VGK icon
136
Vanguard FTSE Europe ETF
VGK
$30.7B
$793K 0.17%
+16,298
New +$840K
ABBV icon
137
AbbVie
ABBV
$443B
$782K 0.16%
8,477
+703
+9% +$61.8K
RTN
138
DELISTED
Raytheon Company
RTN
$781K 0.16%
5,094
-755
-13% -$135K
XLI icon
139
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$775K 0.16%
12,035
+7,296
+154% +$517K
ILCG icon
140
iShares Morningstar Growth ETF
ILCG
$3.11B
$774K 0.16%
+24,405
New +$825K
FPEI icon
141
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$770K 0.16%
42,200
-22,770
-35% -$424K
USMV icon
142
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$768K 0.16%
+14,663
New +$806K
BIL icon
143
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$765K 0.16%
+8,368
New +$766K
BA icon
144
Boeing
BA
$171B
$722K 0.15%
2,238
+346
+18% +$120K
FDX icon
145
FedEx
FDX
$72.7B
$718K 0.15%
4,450
-6,683
-60% -$1.41M
PGX icon
146
Invesco Preferred ETF
PGX
$3.81B
$715K 0.15%
+53,052
New +$732K
AFT
147
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$713K 0.15%
+49,555
New +$750K
PHYS icon
148
Sprott Physical Gold
PHYS
$14.6B
$709K 0.15%
68,784
– –
JHD
149
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$703K 0.15%
71,299
+2,553
+4% +$25.2K
VCLT icon
150
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$702K 0.15%
+8,245
New +$700K
4 5
6
7 8

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.