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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$78.3M
AUM Growth
+$7.75M
Cap. Flow
+$5.09M
Cap. Flow %
6.5%
Top 10 Hldgs %
25.72%
Holding
180
New
34
Increased
41
Reduced
71
Closed
28

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.4M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.64M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$947K
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$803K
5
AAPL icon
Apple
AAPL
+$666K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.28M
2
SKYW icon
Skywest
SKYW
+$437K
3
VOX icon
Vanguard Communication Services ETF
VOX
+$435K
4
GPOR
Gulfport Energy Corp.
GPOR
+$416K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$397K

Sector Composition

Rank Sector Weight
1 Communication Services 8.97%
2 Industrials 7.02%
3 Technology 7%
4 Consumer Staples 6.67%
5 Healthcare 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
126
iShares Silver Trust
SLV
$28B
$233K 0.3%
17,740
-1,150
-6% -$16.2K
BRG
127
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$233K 0.3%
19,711
-667
-3% -$7.82K
CAT icon
128
Caterpillar
CAT
$375B
$227K 0.29%
3,349
+230
+7% +$16.1K
NXPI icon
129
NXP Semiconductors
NXPI
$57.8B
$224K 0.29%
2,666
-700
-21% -$59.9K
CTSH icon
130
Cognizant
CTSH
$24.9B
$221K 0.28%
3,697
– –
CSCO icon
131
Cisco
CSCO
$457B
$217K 0.28%
8,011
-99
-1% -$2.73K
RPM icon
132
RPM International
RPM
$13.7B
$215K 0.27%
4,902
-19
-0.4% -$856
ETP
133
DELISTED
Energy Transfer Partners L.p.
ETP
$215K 0.27%
6,400
-324
-5% -$12.7K
INSY
134
DELISTED
Insys Therapeutics, Inc.
INSY
$211K 0.27%
7,400
-1,200
-14% -$33.2K
ANAT
135
DELISTED
American National Group, Inc. Common Stock
ANAT
$204K 0.26%
+2,000
New +$207K
F icon
136
Ford
F
$58.5B
$196K 0.25%
13,945
-14,395
-51% -$208K
CHI
137
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$193K 0.25%
19,503
-6,062
-24% -$61.4K
GARS
138
DELISTED
Garrison Capital Inc.
GARS
$191K 0.24%
15,700
-5,645
-26% -$76.5K
PEY icon
139
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$189K 0.24%
+14,228
New +$191K
OPK icon
140
Opko Health
OPK
$985M
$180K 0.23%
+18,000
New +$180K
OIL
141
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$179K 0.23%
28,860
+235
+0.8% +$1.82K
CHY
142
Calamos Convertible and High Income Fund
CHY
$1.01B
$158K 0.2%
+15,119
New +$166K
KMI icon
143
Kinder Morgan
KMI
$71.7B
$152K 0.19%
10,246
-4,768
-32% -$114K
AIF
144
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$138K 0.18%
+10,000
New +$144K
LRFC
145
DELISTED
Logan Ridge Finance Corp
LRFC
$132K 0.17%
1,833
-1,233
-40% -$99K
SMM
146
DELISTED
Salient Midstream & MLP Fund
SMM
$117K 0.15%
+12,362
New +$158K
AA icon
147
Alcoa
AA
$11.9B
$101K 0.13%
+4,278
New +$95.5K
GPT
148
DELISTED
Gramercy Property Trust
GPT
$82K 0.1%
+3,550
New +$221K
CIK
149
Credit Suisse Asset Management Income Fund
CIK
$134M
$52K 0.07%
+19,000
New +$54.1K
GTE icon
150
Gran Tierra Energy
GTE
$265M
$35K 0.04%
+1,630
New +$38.7K
4 5
6
7 8

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Management held 180 positions worth $78.3M, up 11% from $70.5M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $5.09M of net new capital in Q4 2015, opening 34 new positions and adding to 41 existing holdings. Its largest new stake was Alphabet (Google) Class A: 44,200 shares worth $1.72M.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 6.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $1.28M trimmed.

  • B. Riley Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 44,200 shares worth $1.72M.
  • B. Riley Wealth Management added most to First Trust Senior Loan Fund ETF in Q4 2015, an estimated $2.4M increase.
  • B. Riley Wealth Management's biggest Q4 2015 reduction was Meta Platforms (Facebook), cutting an estimated $1.28M.
  • B. Riley Wealth Management fully exited Skywest in Q4 2015, selling an estimated $437K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $78.3M portfolio in Q4 2015.
  • B. Riley Wealth Management opened 34 new positions and closed 28 in Q4 2015.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $78.3M.

Based on B. Riley Wealth Management's 13F filing for Q4 2015, filed 8 Jan 2016.