We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNKN
126
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$229K 0.32%
4,675
-720
-13% -$37.3K
MWE
127
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$229K 0.32%
5,350
-1,100
-17% -$62.7K
PGEN icon
128
Precigen
PGEN
$2.24B
$228K 0.32%
7,265
-303
-4% -$14.8K
MON
129
DELISTED
Monsanto Co
MON
$228K 0.32%
2,673
-784
-23% -$77.5K
UAA icon
130
Under Armour
UAA
$2.84B
$227K 0.32%
4,733
-1,159
-20% -$54.7K
ABT icon
131
Abbott
ABT
$183B
$225K 0.32%
5,611
+114
+2% +$5.37K
JBLU icon
132
JetBlue
JBLU
$2.28B
$224K 0.32%
8,718
+4,856
+126% +$114K
GHY
133
PGIM Global High Yield Fund
GHY
$478M
$221K 0.31%
16,055
-3,939
-20% -$56.9K
SHW icon
134
Sherwin-Williams
SHW
$82.7B
$220K 0.31%
2,967
+9
+0.3% +$789
FDX icon
135
FedEx
FDX
$72.7B
$218K 0.31%
1,519
+10
+0.7% +$1.6K
CSCO icon
136
Cisco
CSCO
$457B
$212K 0.3%
8,110
-95
-1% -$2.56K
ENLC
137
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$211K 0.3%
11,560
-2,200
-16% -$53.9K
MCD icon
138
McDonald's
MCD
$192B
$209K 0.3%
2,126
-57
-3% -$5.55K
VZ icon
139
Verizon
VZ
$195B
$207K 0.29%
4,768
+90
+2% +$4.15K
RPM icon
140
RPM International
RPM
$13.7B
$206K 0.29%
4,921
-2,274
-32% -$104K
UUP icon
141
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$206K 0.29%
8,233
– –
IWF icon
142
iShares Russell 1000 Growth ETF
IWF
$121B
$204K 0.29%
8,780
+1,880
+27% +$46.3K
CAT icon
143
Caterpillar
CAT
$375B
$203K 0.29%
3,119
-302
-9% -$23.1K
TDIV icon
144
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$203K 0.29%
8,414
-495
-6% -$12.5K
LECO icon
145
Lincoln Electric
LECO
$14.3B
$202K 0.29%
3,869
-19
-0.5% -$1.11K
LNKD
146
DELISTED
LinkedIn Corporation
LNKD
$202K 0.29%
1,065
-235
-18% -$46.7K
AA icon
147
Alcoa
AA
$11.9B
– –
-4,591
Closed -$123K
ACWV icon
148
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
– –
-740
Closed -$51K
ADC icon
149
Agree Realty
ADC
$9.34B
– –
-600
Closed -$17K
ADI icon
150
Analog Devices
ADI
$179B
– –
-2,054
Closed -$131K
4 5
6
7 8

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.