BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.1M
Cap. Flow %
-68.21%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DNKN
126
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$229K 0.32%
4,675
-720
-13% -$35.3K
MWE
127
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$229K 0.32%
5,350
-1,100
-17% -$47.1K
PGEN icon
128
Precigen
PGEN
$1.42B
$228K 0.32%
7,265
-303
-4% -$9.51K
MON
129
DELISTED
Monsanto Co
MON
$228K 0.32%
2,673
-784
-23% -$66.9K
UAA icon
130
Under Armour
UAA
$2.17B
$227K 0.32%
4,733
-1,159
-20% -$55.6K
ABT icon
131
Abbott
ABT
$230B
$225K 0.32%
5,611
+114
+2% +$4.57K
JBLU icon
132
JetBlue
JBLU
$1.98B
$224K 0.32%
8,718
+4,856
+126% +$125K
GHY
133
PGIM Global High Yield Fund
GHY
$546M
$221K 0.31%
16,055
-3,939
-20% -$54.2K
SHW icon
134
Sherwin-Williams
SHW
$90.5B
$220K 0.31%
2,967
+9
+0.3% +$667
FDX icon
135
FedEx
FDX
$53.2B
$218K 0.31%
1,519
+10
+0.7% +$1.44K
CSCO icon
136
Cisco
CSCO
$268B
$212K 0.3%
8,110
-95
-1% -$2.48K
ENLC
137
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$211K 0.3%
11,560
-2,200
-16% -$40.2K
MCD icon
138
McDonald's
MCD
$226B
$209K 0.3%
2,126
-57
-3% -$5.6K
VZ icon
139
Verizon
VZ
$184B
$207K 0.29%
4,768
+90
+2% +$3.91K
RPM icon
140
RPM International
RPM
$15.8B
$206K 0.29%
4,921
-2,274
-32% -$95.2K
UUP icon
141
Invesco DB US Dollar Index Bullish Fund
UUP
$175M
$206K 0.29%
8,233
– –
IWF icon
142
iShares Russell 1000 Growth ETF
IWF
$117B
$204K 0.29%
2,195
+470
+27% +$43.7K
CAT icon
143
Caterpillar
CAT
$194B
$203K 0.29%
3,119
-302
-9% -$19.7K
TDIV icon
144
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$3.43B
$203K 0.29%
8,414
-495
-6% -$11.9K
LNKD
145
DELISTED
LinkedIn Corporation
LNKD
$202K 0.29%
1,065
-235
-18% -$44.6K
LECO icon
146
Lincoln Electric
LECO
$13.3B
$202K 0.29%
3,869
-19
-0.5% -$992
NPF
147
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
– –
-1,089
Closed -$14K
NMO
148
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-300
Closed -$3K
QIHU
149
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-1,113
Closed -$75K
CVVT
150
DELISTED
CHINA VALVES TECHNOLOGY INC NEW COM STK (NV)
CVVT
– –
-2,550
Closed –
4 5
6
7 8