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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
126
Skyworks Solutions
SWKS
$9.4B
$247K 0.2%
3,400
-2,300
-40% -$143K
ABT icon
127
Abbott
ABT
$183B
$246K 0.2%
5,481
-314
-5% -$13.7K
EBAY icon
128
eBay
EBAY
$50.4B
$246K 0.2%
10,454
+10,335
+8,685% +$235K
MWE
129
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$245K 0.2%
3,649
-1,850
-34% -$129K
OCSI
130
DELISTED
Oaktree Strategic Income Corporation
OCSI
$244K 0.2%
23,900
-14,500
-38% -$157K
NS
131
DELISTED
NuStar Energy L.P.
NS
$243K 0.2%
4,213
-247
-6% -$14.7K
FEX icon
132
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$242K 0.2%
5,305
– –
DNKN
133
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$234K 0.19%
5,505
+10
+0.2% +$458
MEMP
134
DELISTED
Memorial Production Partners LP Common Units
MEMP
$234K 0.19%
16,050
-13,750
-46% -$237K
CBU icon
135
Community Bank
CBU
$3.42B
$233K 0.19%
6,115
+55
+0.9% +$2.02K
IEMG icon
136
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$230K 0.19%
4,909
– –
QCOM icon
137
Qualcomm
QCOM
$160B
$228K 0.19%
3,075
-899
-23% -$65.8K
GIS icon
138
General Mills
GIS
$19.4B
$227K 0.19%
4,274
+32
+0.8% +$1.65K
GOOD
139
Gladstone Commercial Corp
GOOD
$606M
$226K 0.18%
13,180
– –
INSY
140
DELISTED
Insys Therapeutics, Inc.
INSY
$223K 0.18%
10,600
– –
DD icon
141
DuPont de Nemours
DD
$18.7B
$222K 0.18%
1,929
+1,040
+117% +$127K
GSK icon
142
GSK
GSK
$104B
$222K 0.18%
4,158
+1,772
+74% +$99.1K
HOG icon
143
Harley-Davidson
HOG
$2.59B
$220K 0.18%
3,342
-408
-11% -$26.3K
PEY icon
144
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$220K 0.18%
+16,337
New +$212K
BRG
145
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$220K 0.18%
17,719
+2,028
+13% +$25.5K
IVE icon
146
iShares S&P 500 Value ETF
IVE
$49.1B
$218K 0.18%
2,325
– –
RRX icon
147
Regal Rexnord
RRX
$13.5B
$218K 0.18%
2,907
-352
-11% -$24.7K
SMM
148
DELISTED
Salient Midstream & MLP Fund
SMM
$215K 0.18%
9,006
+3,806
+73% +$97.6K
CVRR
149
DELISTED
CVR Refining, LP
CVRR
$215K 0.18%
12,840
-6,000
-32% -$131K
ACSF
150
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$214K 0.18%
17,743
+16
+0.1% +$206
4 5
6
7 8

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.