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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
101
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$2.88M 0.22%
32,038
-1,516
-5% -$138K
MDY icon
102
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$2.83M 0.22%
5,880
-190
-3% -$93.3K
VBR icon
103
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$2.77M 0.21%
+16,369
New +$2.8M
ABNB icon
104
Airbnb
ABNB
$89B
$2.76M 0.21%
16,456
+2,010
+14% +$307K
F icon
105
Ford
F
$56.8B
$2.74M 0.21%
+193,294
New +$2.63M
SYK icon
106
Stryker
SYK
$129B
$2.64M 0.2%
+10,008
New +$2.68M
MLM icon
107
Martin Marietta Materials
MLM
$33.4B
$2.64M 0.2%
7,720
-25
-0.3% -$9.09K
DOC icon
108
Healthpeak Properties
DOC
$14.9B
$2.63M 0.2%
78,585
-3,048
-4% -$108K
DEED icon
109
First Trust Securitized Plus ETF
DEED
$64.5M
$2.54M 0.2%
97,975
+60,155
+159% +$1.56M
RSG icon
110
Republic Services
RSG
$63.9B
$2.52M 0.19%
+20,986
New +$2.51M
AMGN icon
111
Amgen
AMGN
$210B
$2.5M 0.19%
11,753
+184
+2% +$42.4K
CMCSA icon
112
Comcast
CMCSA
$88.5B
$2.42M 0.19%
43,252
+6,789
+19% +$396K
BAC icon
113
Bank of America
BAC
$440B
$2.39M 0.18%
56,369
+1,947
+4% +$78.4K
LDSF icon
114
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$2.39M 0.18%
118,574
+35,826
+43% +$724K
MMM icon
115
3M
MMM
$93.6B
$2.39M 0.18%
16,294
+781
+5% +$127K
J icon
116
Jacobs Solutions
J
$16.8B
$2.37M 0.18%
+21,583
New +$2.39M
ROP icon
117
Roper Technologies
ROP
$38.8B
$2.35M 0.18%
+5,279
New +$2.53M
D icon
118
Dominion Energy
D
$60.9B
$2.35M 0.18%
32,155
-6,246
-16% -$476K
AMD icon
119
Advanced Micro Devices
AMD
$846B
$2.34M 0.18%
22,749
+4,829
+27% +$494K
HPF
120
John Hancock Preferred Income Fund II
HPF
$345M
$2.33M 0.18%
107,487
-790
-0.7% -$17.4K
SLQD icon
121
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$2.33M 0.18%
45,044
+7,800
+21% +$404K
FV icon
122
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
$2.26M 0.17%
50,558
+11,450
+29% +$541K
SPLK
123
DELISTED
Splunk Inc
SPLK
$2.25M 0.17%
+15,540
New +$2.26M
PFF icon
124
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.24M 0.17%
57,754
+26,826
+87% +$1.05M
MINT icon
125
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.21M 0.17%
21,733
+12,742
+142% +$1.3M
3 4
5
6 7

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.