We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
101
iShares Russell 2000 Growth ETF
IWO
$14.9B
$1.73M 0.22%
6,015
– –
DIS icon
102
Walt Disney
DIS
$181B
$1.68M 0.22%
9,264
+11
+0.1% +$1.58K
PTON icon
103
Peloton Interactive
PTON
$2.36B
$1.66M 0.21%
+10,925
New +$1.33M
FDN icon
104
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$1.65M 0.21%
7,769
+640
+9% +$129K
APH icon
105
Amphenol
APH
$212B
$1.64M 0.21%
50,120
-3,464
-6% -$106K
NSC icon
106
Norfolk Southern
NSC
$76.8B
$1.62M 0.21%
6,830
– –
SBAC icon
107
SBA Communications
SBAC
$19.4B
$1.6M 0.21%
5,660
– –
MDY icon
108
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.55M 0.2%
3,703
+168
+5% +$64.7K
FSLY icon
109
Fastly Inc
FSLY
$3.55B
$1.54M 0.2%
17,592
+12,647
+256% +$1.11M
TOTL icon
110
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.02B
$1.49M 0.19%
30,243
+401
+1% +$19.8K
TWTR
111
DELISTED
Twitter, Inc.
TWTR
$1.46M 0.19%
26,899
+10,046
+60% +$479K
SLRC icon
112
SLR Investment Corp
SLRC
$710M
$1.44M 0.19%
82,225
-1,000
-1% -$17K
GPN icon
113
Global Payments
GPN
$23.7B
$1.43M 0.18%
6,645
-24
-0.4% -$4.48K
BCE icon
114
BCE
BCE
$21.2B
$1.43M 0.18%
33,376
-648
-2% -$27.7K
ARCC icon
115
Ares Capital
ARCC
$14.1B
$1.42M 0.18%
84,287
-26,810
-24% -$416K
PCI
116
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.4M 0.18%
66,194
+18,921
+40% +$381K
RKT icon
117
Rocket Companies
RKT
$37.1B
$1.39M 0.18%
+68,580
New +$1.45M
XLV icon
118
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$1.36M 0.18%
11,181
-2,122
-16% -$232K
PFF icon
119
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.35M 0.17%
35,078
+1,935
+6% +$72.3K
SPYD icon
120
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.72B
$1.33M 0.17%
40,301
-1,927
-5% -$59.5K
AMLP icon
121
Alerian MLP ETF
AMLP
$12.9B
$1.29M 0.17%
50,421
+5,449
+12% +$131K
FXL icon
122
First Trust Technology AlphaDEX Fund
FXL
$2.73B
$1.29M 0.17%
11,558
+2,071
+22% +$210K
PLTR icon
123
Palantir
PLTR
$374B
$1.28M 0.16%
+54,174
New +$969K
DAUG icon
124
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$1.27M 0.16%
38,440
-200
-0.5% -$6.5K
VHT icon
125
Vanguard Health Care ETF
VHT
$18.4B
$1.27M 0.16%
5,672
+923
+19% +$197K
3 4
5
6 7

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.