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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
101
Lockheed Martin
LMT
$134B
$1.54M 0.23%
3,967
+96
+2% +$36.8K
ABBV icon
102
AbbVie
ABBV
$443B
$1.54M 0.23%
17,370
+6,860
+65% +$570K
CRM icon
103
Salesforce
CRM
$151B
$1.51M 0.23%
9,317
-188
-2% -$29.5K
APH icon
104
Amphenol
APH
$198B
$1.49M 0.22%
55,196
-8
-0% -$204
VFC icon
105
VF Corp
VFC
$5.63B
$1.49M 0.22%
14,897
-242
-2% -$21.7K
DWTR
106
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$1.43M 0.21%
43,556
-2,152
-5% -$68.6K
TOTL icon
107
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$1.43M 0.21%
29,136
+270
+0.9% +$13.2K
USMV icon
108
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$1.42M 0.21%
21,578
+2,007
+10% +$129K
VIG icon
109
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.41M 0.21%
11,338
+589
+5% +$71.3K
IBB icon
110
iShares Biotechnology ETF
IBB
$9.34B
$1.4M 0.21%
11,604
+5,662
+95% +$632K
ACWV icon
111
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
$1.39M 0.21%
14,463
– –
TRGP icon
112
Targa Resources
TRGP
$58B
$1.39M 0.21%
33,938
+6,064
+22% +$235K
PEY icon
113
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$1.38M 0.21%
72,447
+14,999
+26% +$276K
ARCC icon
114
Ares Capital
ARCC
$13.5B
$1.37M 0.21%
+73,333
New +$1.36M
RDVY icon
115
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.37M 0.2%
38,100
– –
MRK icon
116
Merck
MRK
$322B
$1.35M 0.2%
15,537
-34
-0.2% -$2.79K
TEL icon
117
TE Connectivity
TEL
$59.6B
$1.32M 0.2%
13,793
-507
-4% -$47K
BMY icon
118
Bristol-Myers Squibb
BMY
$133B
$1.26M 0.19%
19,663
+9,922
+102% +$568K
IGSB icon
119
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.25M 0.19%
23,292
+2,186
+10% +$117K
XLV icon
120
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$1.22M 0.18%
12,006
-83
-0.7% -$7.98K
SKIL icon
121
Skillsoft
SKIL
$63.7M
$1.21M 0.18%
5,833
– –
WMB icon
122
Williams Companies
WMB
$87.5B
$1.2M 0.18%
50,618
+6,866
+16% +$157K
PAPR icon
123
Innovator US Equity Power Buffer ETF April
PAPR
$953M
$1.19M 0.18%
45,596
-1,641
-3% -$42.8K
VGK icon
124
Vanguard FTSE Europe ETF
VGK
$30.7B
$1.17M 0.18%
19,950
+6,258
+46% +$350K
COST icon
125
Costco
COST
$422B
$1.16M 0.17%
3,941
+51
+1% +$15.2K
3 4
5
6 7

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.