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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
101
Amphenol
APH
$198B
$1.33M 0.23%
55,204
-17,308
-24% -$399K
BABA icon
102
Alibaba
BABA
$293B
$1.29M 0.22%
8,094
-1,504
-16% -$258K
VIG icon
103
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.28M 0.22%
10,749
-325
-3% -$38.3K
MDY icon
104
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$1.27M 0.22%
+3,600
New +$1.26M
USMV icon
105
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$1.25M 0.22%
19,571
-314
-2% -$19.9K
MRK icon
106
Merck
MRK
$322B
$1.25M 0.22%
15,571
-4,389
-22% -$352K
PAPR icon
107
Innovator US Equity Power Buffer ETF April
PAPR
$953M
$1.23M 0.21%
47,237
– –
VXUS icon
108
Vanguard Total International Stock ETF
VXUS
$155B
$1.22M 0.21%
23,524
+1,359
+6% +$70.1K
RDVY icon
109
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.21M 0.21%
38,100
+20,000
+110% +$625K
JCO
110
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$1.19M 0.21%
120,536
+3,067
+3% +$29.9K
IDV icon
111
iShares International Select Dividend ETF
IDV
$8.45B
$1.17M 0.2%
38,047
-200
-0.5% -$6.04K
SKIL icon
112
Skillsoft
SKIL
$63.7M
$1.17M 0.2%
+5,833
New +$1.16M
AMLP icon
113
Alerian MLP ETF
AMLP
$13B
$1.17M 0.2%
25,503
-524
-2% -$24.8K
LQD icon
114
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.16M 0.2%
9,133
+230
+3% +$29K
KO icon
115
Coca-Cola
KO
$377B
$1.16M 0.2%
21,335
+909
+4% +$48.7K
CSCO icon
116
Cisco
CSCO
$457B
$1.13M 0.2%
22,920
-3,593
-14% -$187K
IGSB icon
117
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.13M 0.2%
21,106
+238
+1% +$12.7K
AGG icon
118
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.13M 0.2%
9,967
+36
+0.4% +$4.05K
COST icon
119
Costco
COST
$422B
$1.12M 0.2%
3,890
-585
-13% -$165K
TRGP icon
120
Targa Resources
TRGP
$58B
$1.12M 0.2%
27,874
-457
-2% -$17.5K
BA icon
121
Boeing
BA
$171B
$1.11M 0.19%
2,917
+522
+22% +$187K
XLV icon
122
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$1.09M 0.19%
12,089
+733
+6% +$66.9K
RDS.A
123
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.09M 0.19%
18,523
+321
+2% +$19.1K
GOOG icon
124
Alphabet (Google) Class C
GOOG
$4.36T
$1.07M 0.19%
17,560
-200
-1% -$11.8K
CMF icon
125
iShares California Muni Bond ETF
CMF
$4.55B
$1.06M 0.19%
17,310
– –
3 4
5
6 7

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PGF
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BA
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HIH
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IRF
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CRCM
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.