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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
101
DELISTED
Foot Locker
FL
$1.11M 0.23%
20,947
-215
-1% -$10.8K
VFC icon
102
VF Corp
VFC
$5.63B
$1.09M 0.23%
16,265
-3,110
-16% -$238K
FXL icon
103
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$1.09M 0.23%
20,756
-4,200
-17% -$233K
NYF icon
104
iShares New York Muni Bond ETF
NYF
$1.38B
$1.08M 0.23%
+19,783
New +$1.07M
MUB icon
105
iShares National Muni Bond ETF
MUB
$45.1B
$1.08M 0.23%
+9,875
New +$1.06M
TOTL icon
106
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$1.07M 0.22%
22,585
+2,478
+12% +$116K
NFLX icon
107
Netflix
NFLX
$299B
$1.06M 0.22%
39,670
-8,760
-18% -$262K
PYPL icon
108
PayPal
PYPL
$48.9B
$1.04M 0.22%
12,361
+2,087
+20% +$174K
MO icon
109
Altria Group
MO
$114B
$1.01M 0.21%
20,370
-926
-4% -$53.7K
IEMG icon
110
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$1M 0.21%
21,296
-6,072
-22% -$294K
DIS icon
111
Walt Disney
DIS
$167B
$1M 0.21%
9,139
+1,383
+18% +$157K
PCI
112
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1M 0.21%
47,628
+1,286
+3% +$29K
WMB icon
113
Williams Companies
WMB
$87.5B
$988K 0.21%
44,815
+1,700
+4% +$42.5K
PEY icon
114
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$982K 0.21%
61,972
-27,117
-30% -$465K
SNA icon
115
Snap-on
SNA
$21.2B
$979K 0.21%
6,740
-110
-2% -$17.4K
JHB
116
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$967K 0.2%
108,598
+11,533
+12% +$108K
VXUS icon
117
Vanguard Total International Stock ETF
VXUS
$155B
$958K 0.2%
+20,289
New +$1.01M
IJR icon
118
iShares Core S&P Small-Cap ETF
IJR
$109B
$946K 0.2%
13,644
-84
-0.6% -$6.49K
GOOG icon
119
Alphabet (Google) Class C
GOOG
$4.36T
$931K 0.2%
17,980
+3,660
+26% +$196K
KO icon
120
Coca-Cola
KO
$377B
$930K 0.2%
19,633
+5,292
+37% +$253K
SPLK
121
DELISTED
Splunk Inc
SPLK
$929K 0.19%
8,854
+5,050
+133% +$511K
LMT icon
122
Lockheed Martin
LMT
$134B
$920K 0.19%
3,514
-415
-11% -$126K
EEM icon
123
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$883K 0.19%
22,607
+8,750
+63% +$350K
LQD icon
124
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$875K 0.18%
+7,757
New +$872K
CMF icon
125
iShares California Muni Bond ETF
CMF
$4.55B
$874K 0.18%
14,952
+7,837
+110% +$451K
3 4
5
6 7

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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.